APAX PARTNERS EUROPE MANAGERS LTD 4

Accession 0001005477-05-002544

CIK 0000078239other

Filed

Jul 21, 8:00 PM ET

Accepted

Jul 22, 3:32 PM ET

Size

17.3 KB

Accession

0001005477-05-002544

Form 4

Period: 2005-07-20

10% Owner

Transactions

Conversion
Series B Convertible Pref. Stock, par value $100 per share
2005-07-20−1,110.497→ 6,622.84 total(indirect: See footnote)
Exercise: $0.00→ Common stock, par value $1.00 per share (2,100,000 underlying)
Conversion
Common Stock, par value $1.00 per Share
2005-07-22+957,954→ 12,524,073 total(indirect: See footnote)
Sale
Common Stock, par value $1.00 per Share
2005-07-20$31.28/sh−2,100,000$65,679,600→ 12,524,073 total(indirect: See footnote)
Sale
Common Stock, par value $1.00 per Share
2005-07-22$31.28/sh−957,954$29,960,969→ 11,566,119 total(indirect: See footnote)
Conversion
Common Stock, par value $1.00 per Share
2005-07-20+2,100,000→ 14,624,073 total(indirect: See footnote)
Conversion
Series B Convertible Pref. Stock, par value $100 per share
2005-07-22−506.574→ 6,116.26 total(indirect: See footnote)
Exercise: $0.00→ Common stock, par value $1.00 per share (957,954 underlying)

10% Owner

Transactions

Conversion
Common Stock, par value $1.00 per Share
2005-07-20+2,100,000→ 14,624,073 total(indirect: See footnote)
Sale
Common Stock, par value $1.00 per Share
2005-07-20$31.28/sh−2,100,000$65,679,600→ 12,524,073 total(indirect: See footnote)
Sale
Common Stock, par value $1.00 per Share
2005-07-22$31.28/sh−957,954$29,960,969→ 11,566,119 total(indirect: See footnote)
Conversion
Series B Convertible Pref. Stock, par value $100 per share
2005-07-22−506.574→ 6,116.26 total(indirect: See footnote)
Exercise: $0.00→ Common stock, par value $1.00 per share (957,954 underlying)
Conversion
Common Stock, par value $1.00 per Share
2005-07-22+957,954→ 12,524,073 total(indirect: See footnote)
Conversion
Series B Convertible Pref. Stock, par value $100 per share
2005-07-20−1,110.497→ 6,622.84 total(indirect: See footnote)
Exercise: $0.00→ Common stock, par value $1.00 per share (2,100,000 underlying)

Footnotes (5)

[F1]These securities converted as indicated in Table II.
[F2]The securities are directly owned by Apax Europe V-A, L.P., Apax Europe V-B, L.P., Apax Europe V C GmbH, Apax Europe V-D, L.P., Apax Europe V-E, L.P., Apax Europe V-F, C.V., Apax Europe V-G, C.V., Apax Europe V-1, L.P. and Apax Europe V-2, L.P. (together, the Europe V Funds). The statement is being filed by Apax Partners Europe Managers Limited ("Apax Europe Managers") and Apax Europe V GP Co. ("Apax Europe V GP"). Apax Europe Managers serves as the discretionary investment manager of the Europe V Funds and Apax Europe V GP serves as the general partner of the general partner of the Europe V Funds. Each of Apax Europe Managers and Apax Europe V GP disclaim beneficial ownership of the securities reported herein except to the extent of its pecuniary interest.
[F3]In accordance with the certificate of designations governing the Series B Convertible Preferred Stock, each share of Series B Convertible Preferred Stock converts into the number of shares of Common Stock equal to liquidation preference of such share of Series B Convertible Preferred Stock divided by the conversion price.
[F4]These securities were immediately exercisable.
[F5]Not applicable.

Documents

1 file

PHILLIPS VAN HEUSEN CORP /DE/

CIK 0000078239

Entity typeother

IncorporatedUnited Kingdom