4//SEC Filing
ECMC LLC 4
Accession 0001005477-05-002860
CIK 0000825313other
Filed
Aug 18, 8:00 PM ET
Accepted
Aug 19, 11:48 AM ET
Size
27.8 KB
Accession
0001005477-05-002860
Insider Transaction Report
Form 4
ECMC LLC
Other
Holdings
- 722,178
Units
AXA FINANCIAL INC
Other
Holdings
- 722,178
Units
Holdings
- 722,178
Units
Holdings
- 722,178
Units
Holdings
- 722,178
Units
Holdings
- 722,178
Units
ACMC INC
Other
Holdings
- 722,178
Units
Holdings
- 722,178
Units
AXA
Other
Holdings
- 722,178
Units
Holdings
- 722,178
Units
Footnotes (9)
- [F1]Units Representing Assignments of Beneficial Ownership of Limited Partnership Interests.
- [F2]These securities are directly owned by ACMC, Inc. ("ACMC"), an indirect wholly-owned subsidiary of AXA Financial, Inc. ("AXA Financial").
- [F3]AXA indirectly owns all of the common stock (the "Common Stock") of AXA Financial, which is the direct and indirect beneficial owner of the securities covered by this Form 4. As of February 28, 2005, the Mutuelles AXA, as a Group, directly and indirectly (through Finaxa) owned 20.34% of the issued ordinary shares (representing 32.20% of the voting power) of AXA. The Mutuelles AXA, Finaxa and AXA expressly declare that the filing of this Form 4 shall not be construed as an admission that any of them is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of any securities covered by this Form 4.
- [F4]AXA has deposited its shares of Common Stock into a voting trust. AXA will remain the beneficial owner of such Common Stock, but during the term of the voting trust, the AXA Voting Trustees will exercise all voting rights wth respect to the Common Stock. Accordingly, the AXA Voting Trustees may be deemed to beneficially own the securities covered by this Form 4. The AXA Voting Trustees expressly declare that the filing of this Form 4 shall not be construed as an admission that any of them is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of any securities covered by this Form 4.
- [F5]In addition to the units ("Holding Units") representing assignments of beneficial ownership of limited partnership interests in Alliance Capital Management Holding L.P. ("Holding") reported in this Form 4, the Reporting Persons beneficially own units ("Capital Units") of limited partnership interest in Alliance Capital Management L.P. ("Capital") as follows. As of August 19, 2005, AXA Financial beneficially owned directly 32,699,454 Capital Units; ACMC, 66,220,822 Capital Units; ECMC, LLC, 40,880,637 Capital Units; AXA Equitable Life Insurance Company ("AXA Equitable"), 7,765,204 Capital Units; MONY Life Insurance Company ("MONY Life"), 4,389,192 Capital Units; MONY Life Insurance Company of America ("MLOA"), 1,225,000 Capital Units; and Alliance Capital Management Corporation, a wholly-owned subsidiary of AXA Equitable, owned a 1% general partnership interest in Capital and 100,000 units of general partnership interest in Holding.
- [F6]300 Capital Units were acquired from an unaffiliated third party in a private transaction by a wholly-owned subsidiary of AXA Financial, for a price of $37.43 per Capital Unit, the closing price of a Holding Unit as quoted on the New York Stock Exchange composite tape on October 28, 2004, the settlement date for this transaction. The AXA Financial subsidiary subsequently transferred these 300 Capital Units to its parent, AXA Financial.
- [F7]For more information on the Reporting Persons' holdings of Capital Units, see their separate Form 4 filings with respect to Capital Units.
- [F8]The Capital Units are highly illiquid, and the ability of a holder of Capital Units to exchange them in the future for Holding Units if it so desires is substantially limited. In general, transfers of Capital Units will be allowed only with the written consent of both AXA Equitable and the general partner of Capital. AXA Equitable and the general partner of Capital have stated that they intend to refuse to consent to any transfer that is not described in the safe harbors set forth in the United States Treasury regulations.
- [F9]These securities are directly owned by ECMC, LLC, an indirect wholly-owned subsidiary of AXA Financial.
Documents
Issuer
ALLIANCE CAPITAL MANAGEMENT HOLDING LP
CIK 0000825313
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0000842885
Filing Metadata
- Form type
- 4
- Filed
- Aug 18, 8:00 PM ET
- Accepted
- Aug 19, 11:48 AM ET
- Size
- 27.8 KB