AXA ASSURANCES VIE MUTUELLE ET AL 4
Accession 0001005477-05-002862
Filed
Aug 18, 8:00 PM ET
Accepted
Aug 19, 11:49 AM ET
Size
32.3 KB
Accession
0001005477-05-002862
Insider Transaction Report
- Other
Units of Limited Partnership Interest
2004-10-28$37.43/sh+300$11,229→ 32,699,454 total
- 40,880,637
Units of Limited Partnership Interest
- 1,225,000(indirect: See notes)
Units of Limited Partnership Interest
- 7,765,204
Units of Limited Partnership Interest
- 4,389,192(indirect: See notes)
Units of Limited Partnership Interest
- 66,220,822
Units of Limited Partnership Interest
- Other
Units of Limited Partnership Interest
2004-10-28$37.43/sh+300$11,229→ 32,699,454 total
- 66,220,822
Units of Limited Partnership Interest
- 40,880,637
Units of Limited Partnership Interest
- 4,389,192(indirect: See notes)
Units of Limited Partnership Interest
- 1,225,000(indirect: See notes)
Units of Limited Partnership Interest
- 7,765,204
Units of Limited Partnership Interest
- Other
Units of Limited Partnership Interest
2004-10-28$37.43/sh+300$11,229→ 32,699,454 total
- 7,765,204
Units of Limited Partnership Interest
- 66,220,822
Units of Limited Partnership Interest
- 4,389,192(indirect: See notes)
Units of Limited Partnership Interest
- 40,880,637
Units of Limited Partnership Interest
- 1,225,000(indirect: See notes)
Units of Limited Partnership Interest
- Other
Units of Limited Partnership Interest
2004-10-28$37.43/sh+300$11,229→ 32,699,454 total
- 66,220,822
Units of Limited Partnership Interest
- 1,225,000(indirect: See notes)
Units of Limited Partnership Interest
- 4,389,192(indirect: See notes)
Units of Limited Partnership Interest
- 40,880,637
Units of Limited Partnership Interest
- 7,765,204
Units of Limited Partnership Interest
- Other
Units of Limited Partnership Interest
2004-10-28$37.43/sh+300$11,229→ 32,699,454 total
- 66,220,822
Units of Limited Partnership Interest
- 7,765,204
Units of Limited Partnership Interest
- 4,389,192(indirect: See notes)
Units of Limited Partnership Interest
- 1,225,000(indirect: See notes)
Units of Limited Partnership Interest
- 40,880,637
Units of Limited Partnership Interest
- Other
Units of Limited Partnership Interest
2004-10-28$37.43/sh+300$11,229→ 32,699,454 total
- 7,765,204
Units of Limited Partnership Interest
- 1,225,000(indirect: See notes)
Units of Limited Partnership Interest
- 40,880,637
Units of Limited Partnership Interest
- 4,389,192(indirect: See notes)
Units of Limited Partnership Interest
- 66,220,822
Units of Limited Partnership Interest
- Other
Units of Limited Partnership Interest
2004-10-28$37.43/sh+300$11,229→ 32,699,454 total
- 66,220,822
Units of Limited Partnership Interest
- 1,225,000(indirect: See notes)
Units of Limited Partnership Interest
- 7,765,204
Units of Limited Partnership Interest
- 40,880,637
Units of Limited Partnership Interest
- 4,389,192(indirect: See notes)
Units of Limited Partnership Interest
- Other
Units of Limited Partnership Interest
2004-10-28$37.43/sh+300$11,229→ 32,699,454 total
- 4,389,192(indirect: See notes)
Units of Limited Partnership Interest
- 66,220,822
Units of Limited Partnership Interest
- 7,765,204
Units of Limited Partnership Interest
- 40,880,637
Units of Limited Partnership Interest
- 1,225,000(indirect: See notes)
Units of Limited Partnership Interest
- Other
Units of Limited Partnership Interest
2004-10-28$37.43/sh+300$11,229→ 32,699,454 total
- 40,880,637
Units of Limited Partnership Interest
- 4,389,192(indirect: See notes)
Units of Limited Partnership Interest
- 1,225,000(indirect: See notes)
Units of Limited Partnership Interest
- 66,220,822
Units of Limited Partnership Interest
- 7,765,204
Units of Limited Partnership Interest
- Other
Units of Limited Partnership Interest
2004-10-28$37.43/sh+300$11,229→ 32,699,454 total
- 7,765,204
Units of Limited Partnership Interest
- 66,220,822
Units of Limited Partnership Interest
- 4,389,192(indirect: See notes)
Units of Limited Partnership Interest
- 40,880,637
Units of Limited Partnership Interest
- 1,225,000(indirect: See notes)
Units of Limited Partnership Interest
Footnotes (11)
- [F1]These units ("Capital Units") of limited partnership interest in Alliance Capital Management L.P. ("Capital") are directly owned by ACMC, Inc. ("ACMC"), an indirect wholly-owned subsidiary of AXA Financial, Inc. ("AXA Financial").
- [F10]These Capital Units are directly owned by MONY Life Insurance Company ("MONY Life"), which is wholly owned by MONY Holdings, LLC, a wholly-owned subsidiary of AXA Financial.
- [F11]These Capital Units are directly owned by MONY Life Insurance Company of America ("MLOA"), which is wholly owned by MONY Life.
- [F2]These Capital Units are directly owned by ECMC, LLC ("ECMC"), an indirect wholly-owned subsidiary of AXA Financial.
- [F3]These Capital Units are directly owned by AXA Equitable Life Insurance Company (f/k/a The Equitable Life Assurance Society of the United States) ("AXA Equitable"), an indirect wholly-owned subsidiary of AXA Financial.
- [F4]AXA indirectly owns all of the common stock (the "Common Stock") of AXA Financial, which is the direct and indirect beneficial owner of the securities covered by this Form 4. As of February 28, 2005, the Mutuelles AXA, as a group, directly and indirectly (through Finaxa) owned 20.34% of the issued ordinary shares (representing 32.20% of the voting power) of AXA. The Mutuelles AXA, Finaxa and AXA expressly declare that the filing of this Form 4 shall not be construed as an admission that any of them is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of any securities covered by this Form 4.
- [F5]AXA has deposited its shares of Common Stock into a voting trust. AXA will remain the beneficial owner of such Common Stock, but during the term of the voting trust, the AXA Voting Trustees will exercise all voting rights with respect to the Common Stock. Accordingly, the AXA Voting Trustees may be deemed to beneficially own the securities covered by this Form 4. The AXA Voting Trustees expressly declare that the filing of this Form 4 shall not be construed as an admission that any of them is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of any securities covered by this Form 4.
- [F6]In addition to the Capital Units reported in this Form 4, the Reporting Persons beneficially own units ("Holding Units") representing assignments of beneficial ownership of limited partnership interests in Alliance Capital Management Holding L.P. ("Holding") as follows. As of August 19, 2005, ACMC beneficially owned directly 722,178 Holding Units, and ECMC beneficially owned directly 722,178 Holding Units. Equitable Holdings, LLC wholly owns Alliance Capital Management Corporation, the general partner of both Capital and Holding. As of August 5, 2005, Holding owned 81,716,781 Capital Units. For more information on the Reporting Persons' holdings of Holding Units, see their separate Form 4 filings with respect to Holding Units.
- [F7]The Capital Units are highly illiquid, and the ability of a holder of Capital Units to exchange them in the future for Holding Units if it so desires is substantially limited. In general, transfers of Capital Units will be allowed only with the written consent of both AXA Equitable and the general partner of Capital. AXA Equitable and the general partner of Capital have stated that they intend to refuse to consent to any transfer that is not described in the safe harbors set forth in the United States Treasury regulations.
- [F8]300 Capital Units were acquired from an unaffiliated third party in a private transaction by a wholly-owned subsidiary of AXA Financial, for a price of $37.43 per Capital Unit, the closing price of a Holding Unit as quoted on the New York Stock Exchange composite tape on October 28, 2004, the settlement date for this transaction. The AXA Financial subsidiary subsequently transferred these 300 Capital Units to its parent, AXA Financial.
- [F9]These Capital Units are directly owned by AXA Financial.
Documents
Issuer
ALLIANCE CAPITAL MANAGEMENT L P
CIK 0001109448
Related Parties
1- filerCIK 0000898482
Filing Metadata
- Form type
- 4
- Filed
- Aug 18, 8:00 PM ET
- Accepted
- Aug 19, 11:49 AM ET
- Size
- 32.3 KB