FINAXA ET AL 4
Accession 0001005477-05-004208
Filed
Dec 4, 7:00 PM ET
Accepted
Dec 5, 5:03 PM ET
Size
29.0 KB
Accession
0001005477-05-004208
Insider Transaction Report
- Other
Units of Limited Partnership Interest
2005-12-01$51.80/sh+400,000$20,720,000→ 8,165,204 total(indirect: See notes)
- 1,225,000
Units of Limited Partnership Interest
- 40,880,637(indirect: See notes)
Units of Limited Partnership Interest
- 4,389,192
Units of Limited Partnership Interest
- 32,699,454(indirect: See notes)
Units of Limited Partnership Interest
- 66,220,822(indirect: See notes)
Units of Limited Partnership Interest
- Other
Units of Limited Partnership Interest
2005-12-01$51.80/sh+400,000$20,720,000→ 8,165,204 total(indirect: See notes)
- 4,389,192
Units of Limited Partnership Interest
- 32,699,454(indirect: See notes)
Units of Limited Partnership Interest
- 40,880,637(indirect: See notes)
Units of Limited Partnership Interest
- 1,225,000
Units of Limited Partnership Interest
- 66,220,822(indirect: See notes)
Units of Limited Partnership Interest
- Other
Units of Limited Partnership Interest
2005-12-01$51.80/sh+400,000$20,720,000→ 8,165,204 total(indirect: See notes)
- 40,880,637(indirect: See notes)
Units of Limited Partnership Interest
- 4,389,192
Units of Limited Partnership Interest
- 66,220,822(indirect: See notes)
Units of Limited Partnership Interest
- 1,225,000
Units of Limited Partnership Interest
- 32,699,454(indirect: See notes)
Units of Limited Partnership Interest
- Other
Units of Limited Partnership Interest
2005-12-01$51.80/sh+400,000$20,720,000→ 8,165,204 total(indirect: See notes)
- 32,699,454(indirect: See notes)
Units of Limited Partnership Interest
- 4,389,192
Units of Limited Partnership Interest
- 1,225,000
Units of Limited Partnership Interest
- 40,880,637(indirect: See notes)
Units of Limited Partnership Interest
- 66,220,822(indirect: See notes)
Units of Limited Partnership Interest
- Other
Units of Limited Partnership Interest
2005-12-01$51.80/sh+400,000$20,720,000→ 8,165,204 total(indirect: See notes)
- 32,699,454(indirect: See notes)
Units of Limited Partnership Interest
- 40,880,637(indirect: See notes)
Units of Limited Partnership Interest
- 4,389,192
Units of Limited Partnership Interest
- 1,225,000
Units of Limited Partnership Interest
- 66,220,822(indirect: See notes)
Units of Limited Partnership Interest
- Other
Units of Limited Partnership Interest
2005-12-01$51.80/sh+400,000$20,720,000→ 8,165,204 total(indirect: See notes)
- 66,220,822(indirect: See notes)
Units of Limited Partnership Interest
- 4,389,192
Units of Limited Partnership Interest
- 40,880,637(indirect: See notes)
Units of Limited Partnership Interest
- 1,225,000
Units of Limited Partnership Interest
- 32,699,454(indirect: See notes)
Units of Limited Partnership Interest
- Other
Units of Limited Partnership Interest
2005-12-01$51.80/sh+400,000$20,720,000→ 8,165,204 total(indirect: See notes)
- 40,880,637(indirect: See notes)
Units of Limited Partnership Interest
- 4,389,192
Units of Limited Partnership Interest
- 66,220,822(indirect: See notes)
Units of Limited Partnership Interest
- 32,699,454(indirect: See notes)
Units of Limited Partnership Interest
- 1,225,000
Units of Limited Partnership Interest
- Other
Units of Limited Partnership Interest
2005-12-01$51.80/sh+400,000$20,720,000→ 8,165,204 total(indirect: See notes)
- 66,220,822(indirect: See notes)
Units of Limited Partnership Interest
- 32,699,454(indirect: See notes)
Units of Limited Partnership Interest
- 1,225,000
Units of Limited Partnership Interest
- 40,880,637(indirect: See notes)
Units of Limited Partnership Interest
- 4,389,192
Units of Limited Partnership Interest
- Other
Units of Limited Partnership Interest
2005-12-01$51.80/sh+400,000$20,720,000→ 8,165,204 total(indirect: See notes)
- 1,225,000
Units of Limited Partnership Interest
- 32,699,454(indirect: See notes)
Units of Limited Partnership Interest
- 40,880,637(indirect: See notes)
Units of Limited Partnership Interest
- 66,220,822(indirect: See notes)
Units of Limited Partnership Interest
- 4,389,192
Units of Limited Partnership Interest
Footnotes (11)
- [F1]These units ("Capital Units") of limited partnership interest in Alliance Capital Management L.P. ("Capital") are directly owned by ACMC, Inc. ("ACMC"), an indirect wholly-owned subsidiary of AXA Financial, Inc. ("AXA Financial").
- [F10]These Capital Units are directly owned by MONY Life Insurance Company ("MONY Life"), which is wholly owned by MONY Holdings, LLC, a wholly-owned subsidiary of AXA Financial.
- [F11]These Capital Units are directly owned by MONY Life Insurance Company of America ("MLOA"), which is wholly owned by MONY Life.
- [F2]These Capital Units are directly owned by ECMC, LLC ("ECMC"), an indirect wholly-owned subsidiary of AXA Financial.
- [F3]These Capital Units are directly owned by AXA Equitable Life Insurance Company (f/k/a The Equitable Life Assurance Society of the United States) ("AXA Equitable"), an indirect wholly-owned subsidiary of AXA Financial.
- [F4]AXA indirectly owns all of the common stock (the "Common Stock") of AXA Financial, which is the direct and indirect beneficial owner of the securities covered by this Form 4. As of November 30, 2005, the Mutuelles AXA, as a group, directly and indirectly (through Finaxa) owned approximately 20.34% of the issued ordinary shares (representing approximately 32.20% of the voting power) of AXA. The Mutuelles AXA, Finaxa and AXA expressly declare that the filing of this Form 4 shall not be construed as an admission that any of them is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of any securities covered by this Form 4.
- [F5]AXA has deposited its shares of Common Stock into a voting trust. AXA will remain the indirect beneficial owner of such Common Stock, but during the term of the voting trust, the AXA Voting Trustees will exercise all voting rights with respect to the Common Stock. Accordingly, the AXA Voting Trustees may be deemed to beneficially own the securities covered by this Form 4. The AXA Voting Trustees expressly declare that the filing of this Form 4 shall not be construed as an admission that any of them is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of any securities covered by this Form 4.
- [F6]In addition to the Capital Units reported in this Form 4, the Reporting Persons beneficially own units ("Holding Units") representing assignments of beneficial ownership of limited partnership interests in Alliance Capital Management Holding L.P. ("Holding") as follows. As of December 1, 2005, ACMC beneficially owned directly 722,178 Holding Units, ECMC beneficially owned directly 722,178 Holding Units and AXA Equitable did not beneficially own directly any Holding Units. Equitable Holdings, LLC wholly owns Alliance Capital Management Corporation, the general partner of both Capital and Holding. As of November 30, 2005, Holding owned 82,066,177 Capital Units. For more information on the Reporting Persons' holdings of Holding Units, see their separate Form 4 filings with respect to Holding Units.
- [F7]The Capital Units are highly illiquid, and the ability of a holder of Capital Units to exchange them in the future for Holding Units if it so desires is substantially limited. In general, transfers of Capital Units will be allowed only with the written consent of both AXA Equitable and the general partner of Capital. AXA Equitable and the general partner of Capital have stated that they intend to refuse to consent to any transfer that is not described in the safe harbors set forth in the United States Treasury regulations.
- [F8]AXA Equitable entered into a Purchase Agreement dated as of December 1, 2005 with an unaffiliated third party pursuant to which AXA Equitable agreed to purchase 400,000 Capital Units from such third party. The purchase price for each of the Capital Units whose acquisition is being reported on this Form 4 is $51.80 per Capital Unit, which is 95% of the volume-weighted average price for a Holding Unit as quoted on the New York Stock Exchange composite tape on November 30, 2005.
- [F9]These Capital Units are directly owned by AXA Financial.
Documents
Issuer
ALLIANCE CAPITAL MANAGEMENT L P
CIK 0001109448
Related Parties
1- filerCIK 0001023043
Filing Metadata
- Form type
- 4
- Filed
- Dec 4, 7:00 PM ET
- Accepted
- Dec 5, 5:03 PM ET
- Size
- 29.0 KB