Home/Filings/4/0001005477-07-000696
4//SEC Filing

SOTHEBYS 4

Accession 0001005477-07-000696

CIK 0000823094operating

Filed

Feb 5, 7:00 PM ET

Accepted

Feb 6, 6:26 PM ET

Size

30.0 KB

Accession

0001005477-07-000696

Insider Transaction Report

Form 4
Period: 2007-02-05
PILLSBURY DONALDSON C
EVP, General Counsel & Secrty.
Transactions
  • Sale

    Common Stock

    2007-02-05$37.23/sh200$7,44644,369 total
  • Sale

    Common Stock

    2007-02-05$37.28/sh1,000$37,28040,469 total
  • Sale

    Common Stock

    2007-02-05$37.24/sh100$3,72444,269 total
  • Sale

    Common Stock

    2007-02-05$37.25/sh2,600$96,85041,669 total
  • Sale

    Common Stock

    2007-02-05$37.33/sh1,600$59,72838,569 total
  • Exercise/Conversion

    Employee Stock Option-Right to Buy

    2007-02-0512,0006,000 total
    Exercise: $11.24Exp: 2011-09-28Common Stock (12,000 underlying)
  • Sale

    Common Stock

    2007-02-05$37.37/sh700$26,15937,569 total
  • Exercise/Conversion

    Common Stock

    2007-02-05+12,00044,569 total
  • Sale

    Common Stock

    2007-02-05$37.40/sh300$11,22032,969 total
  • Sale

    Common Stock

    2007-02-05$37.38/sh1,200$44,85636,369 total
  • Sale

    Common Stock

    2007-02-05$37.39/sh3,100$115,90933,269 total
Footnotes (4)
  • [F1]Not Applicable
  • [F2]Includes 25,000 shares of unvested restricted stock.
  • [F3]Granted under the Issuer's 1997 Employee Stock Option Plan
  • [F4]10,000 stock options became exercisable on each of the following: 9/28/02, 9/28/03, 9/28/05, 9/28/05 and 9/28/06.

Issuer

SOTHEBYS

CIK 0000823094

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000823094

Filing Metadata

Form type
4
Filed
Feb 5, 7:00 PM ET
Accepted
Feb 6, 6:26 PM ET
Size
30.0 KB