GALLEN JONATHAN 4
4 · COSI INC · Filed Dec 24, 2008
Insider Transaction Report
Form 4
COSI INCCOSI
GALLEN JONATHAN
10% Owner
Transactions
- Purchase
Common Stock, par value $0.01 per share
2008-12-23$0.21/sh+336,400$71,653→ 4,986,400 total(indirect: By Partnership) - Purchase
Common Stock, par value $0.01 per share
2008-12-22$0.20/sh+200,000$39,800→ 4,650,000 total(indirect: By Partnership)
Footnotes (1)
- [F1]As of December 23, 2008, Ahab Opportunities, L.P. ("Opportunities, L.P."), Ahab Opportunities, Ltd. ("Opportunities, Ltd.") and one or more private investment accounts (the "Accounts") held in the aggregate 4,986,400 shares of common stock, $0.01 par value per share (the "Shares"), of Cosi, Inc. (the "Company"). Jonathan Gallen possesses the sole power to vote and the sole power to direct the disposition of 4,986,400 Shares held by Opportunities, L.P., Opportunities, Ltd. and the Accounts. Accordingly, for the purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, Mr. Gallen is deemed to beneficially own 4,986,400 Shares. Mr. Gallen's interest in the securities reported herein is limited to the extent of his pecuniary interest in Opportunities, L.P., Opportunities, Ltd. and the Accounts, respectively, if any.