4//SEC Filing
GALLEN JONATHAN 4
Accession 0001005477-09-000265
CIK 0001171014other
Filed
Jan 11, 7:00 PM ET
Accepted
Jan 12, 4:01 PM ET
Size
11.9 KB
Accession
0001005477-09-000265
Insider Transaction Report
Form 4
COSI INCCOSI
GALLEN JONATHAN
10% Owner
Transactions
- Other
Common Stock, $0.01 par value per share
2008-01-31$3.00/sh−24,955$74,865→ 4,675,045 total(indirect: By Partnership) - Other
Common Stock, $0.01 par value per share
2008-06-05$2.96/sh−123,492$366,154→ 4,576,508 total(indirect: By Partnership)
Footnotes (3)
- [F1]As of January 31, 2008, Ahab Opportunities, L.P. ("Opportunities, L.P."), Ahab Opportunities, Ltd. ("Opportunities, Ltd."), Ahab Aggressive, L.P. ("Aggressive, L.P."), Ahab Aggressive, Ltd. ("Aggressive, Ltd.") and one or more private investment accounts (the "Accounts") held in the aggregate 4,700,000 shares of common stock, $0.01 par value per share (the "Shares"), of Cosi, Inc. (the "Company"). The reported transaction represents the transfer of 24,955 Shares of the Company from Aggressive, Ltd. to Aggressive, L.P.
- [F2]As of June 5, 2008, Ahab Opportunities, L.P. ("Opportunities, L.P."), Ahab Opportunities, Ltd. ("Opportunities, Ltd."), Ahab Aggressive, L.P. ("Aggressive, L.P."), Ahab Aggressive, Ltd. ("Aggressive, Ltd.") and one or more private investment accounts (the "Accounts") held in the aggregate 4,700,000 Shares of the Company. The reported transaction represents the transfer of 123,492 Shares of the Company from Opportunities, Ltd. to Opportunities, L.P.
- [F3]Jonathan Gallen possesses the sole power to vote and the sole power to direct the disposition of an aggregate of 4,700,000 Shares held by Opportunities, L.P., Opportunities, Ltd., Aggressive, L.P., Aggressive, Ltd. and the Accounts. Accordingly, for the purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, Mr. Gallen is deemed to beneficially own 4,700,000 Shares. Mr. Gallen's interest in the securities reported herein is limited to the extent of his pecuniary interest in Opportunities, L.P., Opportunities, Ltd., Aggressive, L.P., Aggressive, Ltd. and the Accounts, respectively, if any.
Documents
Issuer
COSI INC
CIK 0001171014
Entity typeother
Related Parties
1- filerCIK 0001069726
Filing Metadata
- Form type
- 4
- Filed
- Jan 11, 7:00 PM ET
- Accepted
- Jan 12, 4:01 PM ET
- Size
- 11.9 KB