4//SEC Filing
GALLEN JONATHAN 4
Accession 0001005477-09-003470
CIK 0001171014other
Filed
Aug 9, 8:00 PM ET
Accepted
Aug 10, 5:56 PM ET
Size
8.4 KB
Accession
0001005477-09-003470
Insider Transaction Report
Form 4
COSI INCCOSI
GALLEN JONATHAN
10% Owner
Transactions
- Sale
Common Stock, $0.01 par value per share
2009-08-07$0.51/sh−156,100$79,471→ 4,439,200 total(indirect: By Partnership) - Sale
Common Stock, $0.01 par value per share
2009-08-06$0.57/sh−141,100$80,328→ 4,595,300 total(indirect: By Partnership)
Footnotes (3)
- [F1]As of August 6, 2009, Ahab Opportunities, L.P. ("Opportunities, L.P."), Ahab Opportunities, Ltd. ("Opportunities, Ltd."), Ahab Redemption, L.P. ("Redemption, L.P."), Ahab Redemption, Ltd. ("Redemption, Ltd."), Ahab Redemption II, L.P. ("Redemption II, L.P."), and Ahab Redemption II, Ltd. ("Redemption II, Ltd.") held in the aggregate 4,595,300 shares of common stock, $0.01 par value per share (the "Shares"), of Cosi, Inc. (the "Company").
- [F2]As of August 7, 2009, Opportunities, L.P., Opportunities, Ltd., Redemption, L.P., Redemption, Ltd., Redemption II, L.P., and Redemption II, Ltd. held in the aggregate 4,439,200 Shares of the Company.
- [F3]As of August 7, 2009, Jonathan Gallen possesses the sole power to vote and the sole power to direct the disposition of 4,439,200 Shares held by Opportunities, L.P., Opportunities, Ltd., Redemption, L.P., Redemption, Ltd., Redemption II, L.P., and Redemption II, Ltd. Accordingly, for the purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, Mr. Gallen is deemed to beneficially own 4,439,200 Shares. Mr. Gallen's interest in the securities reported herein is limited to the extent of his pecuniary interest in Opportunities, L.P., Opportunities, Ltd., Redemption, L.P., Redemption, Ltd., Redemption II, L.P., and Redemption II, Ltd., respectively, if any. On July 13, 2009, Mr. Gallen ceased to exercise any discretion over, or hold any pecuniary interest in, 250,000 Shares previously included in Mr. Gallen's Form 4 reports with respect to the Company as a result of the termination of a managed account relationship.
Documents
Issuer
COSI INC
CIK 0001171014
Entity typeother
Related Parties
1- filerCIK 0001069726
Filing Metadata
- Form type
- 4
- Filed
- Aug 9, 8:00 PM ET
- Accepted
- Aug 10, 5:56 PM ET
- Size
- 8.4 KB