GALLEN JONATHAN 4
4 · COSI INC · Filed Aug 12, 2009
Insider Transaction Report
Form 4
COSI INCCOSI
GALLEN JONATHAN
10% Owner
Transactions
- Sale
Common Stock, $0.01 par value per share
2009-08-10$0.51/sh−411,600$209,257→ 4,027,600 total(indirect: By Partnership)
Footnotes (2)
- [F1]As of August 10, 2009, Ahab Opportunities, L.P. ("Opportunities, L.P."), Ahab Opportunities, Ltd. ("Opportunities, Ltd."), Ahab Redemption, L.P. ("Redemption, L.P."), Ahab Redemption, Ltd. ("Redemption, Ltd."), Ahab Redemption II, L.P. ("Redemption II, L.P."), and Ahab Redemption II, Ltd. ("Redemption II, Ltd.") held in the aggregate 4,027,600 shares of common stock, $0.01 par value per share (the "Shares"), of Cosi, Inc. (the "Company"). Jonathan Gallen possesses the sole power to vote and the sole power to direct the disposition of the 4,027,600 Shares held by Opportunities, L.P., Opportunities, Ltd., Redemption, L.P., Redemption, Ltd., Redemption II, L.P., and Redemption II, Ltd. Accordingly, for the purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, Mr. Gallen is deemed to beneficially own 4,027,600 Shares.
- [F2]Mr. Gallen's interest in the securities reported herein is limited to the extent of his pecuniary interest in Opportunities, L.P., Opportunities, Ltd., Redemption, L.P., Redemption, Ltd., Redemption II, L.P., and Redemption II, Ltd., respectively, if any.