4//SEC Filing
GRUBER SCOTT L 4
Accession 0001005817-21-000016
CIK 0001005817other
Filed
Nov 22, 7:00 PM ET
Accepted
Nov 23, 3:01 PM ET
Size
11.8 KB
Accession
0001005817-21-000016
Insider Transaction Report
Form 4
GRUBER SCOTT L
EVP, Pres. & COO, VIST Bank
Transactions
- Tax Payment
Common Stock
2021-11-21$82.89/sh−150$12,434→ 14,528.182 total - Tax Payment
Common Stock
2021-11-22$83.55/sh−399$33,336→ 14,129.182 total - Exercise/Conversion
Common Stock
2021-11-22$49.22/sh+522$25,693→ 14,651.182 total - Exercise/Conversion
Stock Appreciation Rights (SAR)
2021-11-22−522→ 0 totalExercise: $49.22From: 2021-11-22Exp: 2024-11-21→ Common Stock (522 underlying)
Holdings
- 4,292.91(indirect: By 401(k))
Common Stock
- 1,020.441(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.
- [F2]Shares withheld for option cost and taxes.
- [F3]Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.
Documents
Issuer
TOMPKINS FINANCIAL CORP
CIK 0001005817
Entity typeother
Related Parties
1- filerCIK 0001481104
Filing Metadata
- Form type
- 4
- Filed
- Nov 22, 7:00 PM ET
- Accepted
- Nov 23, 3:01 PM ET
- Size
- 11.8 KB