TOMPKINS FINANCIAL CORP·4

Nov 4, 3:16 PM ET

Torcello Diane D 4

4 · TOMPKINS FINANCIAL CORP · Filed Nov 4, 2025

Insider Transaction Report

Form 4
Period: 2025-11-03
Torcello Diane D
EVP & President, Tompkins WNY
Transactions
  • Exercise/Conversion

    Stock Appreciation Rights (SAR)

    2025-11-036900 total
    Exercise: $56.29Exp: 2025-11-04Common Stock (690 underlying)
  • Tax Payment

    Common Stock

    2025-11-03$56.29/sh638$35,9136,366.167 total
  • Exercise/Conversion

    Common Stock

    2025-11-03$64.88/sh+690$44,7677,004.167 total
Holdings
  • Common Stock

    (indirect: By ESOP)
    1,830.003
Footnotes (2)
  • [F1]Shares withheld for option costs and taxes.
  • [F2]Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.

Documents

1 file
  • 4
    form4.xmlPrimary

    PRIMARY DOCUMENT