Home/Filings/4/0001005817-25-000056
4//SEC Filing

Kershaw David 4

Accession 0001005817-25-000056

CIK 0001005817other

Filed

Nov 3, 7:00 PM ET

Accepted

Nov 4, 3:48 PM ET

Size

9.9 KB

Accession

0001005817-25-000056

Insider Transaction Report

Form 4
Period: 2025-11-03
Transactions
  • Exercise/Conversion

    Common Stock

    2025-11-03$56.29/sh+705$39,6845,032.251 total
  • Exercise/Conversion

    Stock Appreciation Rights (SAR)

    2025-11-037050 total
    Exercise: $56.29Exp: 2025-11-04Common Stock (705 underlying)
  • Tax Payment

    Common Stock

    2025-11-03$64.88/sh646$41,9124,386.251 total
Holdings
  • Common Stock

    (indirect: by ESOP)
    2,668.022
  • Common Stock

    (indirect: By 401(k))
    1,310.251
Footnotes (2)
  • [F1]Shares withheld for Option cost and taxes.
  • [F2]Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.

Issuer

TOMPKINS FINANCIAL CORP

CIK 0001005817

Entity typeother

Related Parties

1
  • filerCIK 0001993586

Filing Metadata

Form type
4
Filed
Nov 3, 7:00 PM ET
Accepted
Nov 4, 3:48 PM ET
Size
9.9 KB