TOMPKINS FINANCIAL CORP·4

Nov 5, 10:04 AM ET

McKenna John M 4

4 · TOMPKINS FINANCIAL CORP · Filed Nov 5, 2025

Insider Transaction Report

Form 4
Period: 2025-11-03
McKenna John M
EVP, Tompkins Bank of Castile
Transactions
  • Tax Payment

    Common Stock

    2025-11-03$64.88/sh2,085$135,27515,149.915 total
  • Exercise/Conversion

    Common Stock

    2025-11-03$56.29/sh+2,235$125,80817,234.915 total
  • Exercise/Conversion

    Stock Appreciation Rights (SAR)

    2025-11-032,2350 total
    Exercise: $56.29Exp: 2025-11-04Common Stock (2,235 underlying)
Holdings
  • Common Stock

    (indirect: By 401(k))
    131.388
  • Common Stock

    (indirect: By 401(k))
    2,277.23
Footnotes (2)
  • [F1]Shares withheld for Option cost and taxes
  • [F2]Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.

Documents

1 file
  • 4
    form4.xmlPrimary

    PRIMARY DOCUMENT