Anderson Johanna B 4
4 · TOMPKINS FINANCIAL CORP · Filed Nov 12, 2025
Insider Transaction Report
Form 4
Anderson Johanna B
EVP, President TCB CNY
Transactions
- Tax Payment
Common Stock
2025-11-09$66.68/sh−105$7,001→ 1,970.556 total
Holdings
- 40.981(indirect: by ESOP)
Common Stock - 401k/esop
- 1,389.416
Phantom Stock
→ Common Stock (1,389.416 underlying)
Footnotes (2)
- [F1]Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.
- [F2]Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.