ROMAINE STEPHEN S 4
4 · TOMPKINS FINANCIAL CORP · Filed Nov 14, 2025
Insider Transaction Report
Form 4
ROMAINE STEPHEN S
DirectorPresident & CEO
Transactions
- Award
Common Stock
2025-11-12$67.79/sh+4,645$314,885→ 68,371.697 total
Holdings
- 11,260.362(indirect: By 401(k))
Common Stock
- 5,998.619(indirect: by ESOP)
Common Stock
Footnotes (1)
- [F1]Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.