4//SEC Filing
SPAIN MICHAEL H 4
Accession 0001005817-26-000018
CIK 0001005817other
Filed
Jan 15, 7:00 PM ET
Accepted
Jan 16, 8:08 AM ET
Size
8.1 KB
Accession
0001005817-26-000018
Insider Transaction Report
Form 4
SPAIN MICHAEL H
Director
Transactions
- Exercise/Conversion
Common Stock
[F1][F2]2026-01-15+1,563.852→ 139,414.549 total - Exercise/Conversion
Phantom Stock
[F2][F1]2026-01-15−1,563.852→ 4,691.554 total→ Common Stock (1,563.852 underlying)
Holdings
- 0.615(indirect: By Partnership)
Common Stock
Footnotes (2)
- [F1]Includes change in beneficial ownership of 1,563.8520 shares from indirect to direct, as a result of distribution pursuant to the Director's Deferred Stock Retainer Agreement
- [F2]Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.
Signature
/s/ Michael H. Spain|2026-01-15
Documents
Issuer
TOMPKINS FINANCIAL CORP
CIK 0001005817
Entity typeother
Related Parties
1- filerCIK 0001124188
Filing Metadata
- Form type
- 4
- Filed
- Jan 15, 7:00 PM ET
- Accepted
- Jan 16, 8:08 AM ET
- Size
- 8.1 KB