Coletti Janet M. 4

What Happened

• Janet M. Coletti, a director of Tompkins Financial Corp. (TMP), was granted 24.347 phantom shares on April 2, 2026. The grant is reported at a per-share value of $80.09, for a total economic value of roughly $1,950. This is an award (grant) of deferred compensation, not an open-market purchase or sale.

Key Details

• Transaction date and type: 2026-04-02 — Award/Grant of phantom stock (Code A).
• Price/value reported: $80.09 per share; total ≈ $1,950.
• Shares reported: 24.347 phantom shares granted.
• Shares owned after transaction: not specified in this filing.
• Footnote: These are phantom (derivative) shares representing deferred director compensation held in a rabbi trust; the reporting person has no voting or investment power over them prior to distribution (see footnote).
• Filing timeliness: Form 4 filed 2026-04-06; no late-filing notation is indicated in the report.

Context

• Phantom stock is a form of deferred compensation that mirrors the economic value of common shares but typically does not convey voting rights or current ownership until distribution. Such grants are routine for director compensation and do not necessarily signal a change in the director’s view of the company’s stock.