Tompkins Financial Corp: director Nancy Catarisano received 513.194 shares

What happened

• Nancy Catarisano, director, received four grants of phantom stock (derivative awards) totaling 513.194 shares: Jul 1, 2026 — 121.592 shares at $96.84 for $11,775 and 92.162 shares at $96.84 for $8,925; Oct 2, 2026 — 209.229 shares at $98.93 for $20,700 and 90.211 shares at $98.93 for $8,925.

Key details

• Transaction dates and prices: Jul 1, 2026 at $96.84; Oct 2, 2026 at $98.93. All transactions coded A (award/grant) and reported as derivative acquisitions.
• Total shares received: 513.194. Total value reported: $50,325.
• Shares owned after the transaction: not reported in the filing.
• Footnotes: F1 states each phantom share is the economic equivalent of one common share, held in a rabbi trust pending distribution and the reporting person has no voting or investment power before distribution. F2 and F3 state the Jul 1 and Oct 2 transactions, respectively, were inadvertently reported late due to an administrative error.
• Filing timeliness: late reporting noted (see F2 and F3).

Why it may matter

• These were awards of phantom stock (derivative compensation), not open-market purchases or sales.
• The filing does not show why the insider traded or why the company acted.