4//SEC Filing
FALCONE PHILIP 4
Accession 0001006837-18-000080
CIK 0001006837other
Filed
Jun 14, 8:00 PM ET
Accepted
Jun 15, 8:40 AM ET
Size
15.6 KB
Accession
0001006837-18-000080
Insider Transaction Report
Form 4
FALCONE PHILIP
DirectorCEO10% Owner
Transactions
- Gift
Common Stock
2018-04-02−50,000→ 1,159,921 total - Gift
Common Stock
2018-05-31−25,000→ 1,059,921 total - Gift
Common Stock
2018-05-08−25,000→ 1,084,921 total - Gift
Common Stock
2018-04-20−25,000→ 1,109,921 total - Award
Stock option (Right To Buy)
2018-06-13+425,276→ 425,276 totalExercise: $5.45Exp: 2028-03-16→ Common Stock (425,276 underlying) - Award
Common Stock
2018-06-13+1,134,852→ 2,194,773 total - Gift
Common Stock
2018-04-12−25,000→ 1,134,921 total
Holdings
- 540,000(indirect: By LLC)
Common Stock
Footnotes (2)
- [F1]The restricted stock units reported will vest as follows: 374,312 of the RSUs will vest on March 15, 2019; 380,270 of the RSUs will vest on March 16, 2020; and 380,270 of the RSUs will vest on March 16, 2021 (each such date, a "Vesting Date"), provided reporting person continues as an officer of HC2 Holdings, Inc. ("HC2") on each such Vesting Date.
- [F2]The stock options reported will vest as follows: 140,270 option shares will vest on March 15, 2019; 142,503 option shares will vest on March 16, 2020; and 142,503 option shares will vest on March 16, 2021 (each such date, a "Vesting Date"), provided reporting person continues as an officer of HC2 on each such Vesting Date.
Documents
Issuer
HC2 HOLDINGS, INC.
CIK 0001006837
Entity typeother
Related Parties
1- filerCIK 0001233569
Filing Metadata
- Form type
- 4
- Filed
- Jun 14, 8:00 PM ET
- Accepted
- Jun 15, 8:40 AM ET
- Size
- 15.6 KB