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HC2 HOLDINGS, INC.·4

Sep 13, 8:21 PM ET

FALCONE PHILIP 4

4 · HC2 HOLDINGS, INC. · Filed Sep 13, 2018

Insider Transaction Report

Form 4
Period: 2018-09-11
HC2 HOLDINGS, INC.HCHC
FALCONE PHILIP
DirectorCEO10% Owner
Transactions
  • Gift

    Common Stock

    2018-07-20−50,000→ 2,144,773 total
  • Gift

    Common Stock

    2018-09-05−25,000→ 2,119,773 total
  • Exercise/Conversion

    Common Stock

    2018-09-11$4.05/sh+150,000$607,500→ 2,269,773 total
  • Exercise/Conversion

    Common Stock

    2018-09-11$4.02/sh+21,795$87,616→ 2,291,568 total
  • Tax Payment

    Common Stock

    2018-09-11$6.08/sh−136,293$828,661→ 2,155,275 total
  • Exercise/Conversion

    Stock option (Right To Buy)

    2018-09-11−21,795→ 28,452 total
    Exercise: $4.02Exp: 2024-10-28→ Common Stock (21,795 underlying)
  • Exercise/Conversion

    Stock option (Right To Buy)

    2018-09-11−150,000→ 84,608 total
    Exercise: $4.05Exp: 2024-10-28→ Common Stock (150,000 underlying)
Holdings

  • Common Stock

    (indirect: By LLC)
    540,000
Footnotes (3)
  • [F1]Shares net settled by Issuer to satisfy the exercise price of options and taxes payable in connection with the exercise of previously awarded options.
  • [F2]The Option vested and became exercisable in three equal annual installments beginning on October 28, 2014.
  • [F3]The Expiration Date of this Option is being amended on this Form 4 to correct an error in the Original Form 4 filed on October 30, 2014.

Documents

2 files