4//SEC Filing
FALCONE PHILIP 4
Accession 0001006837-18-000117
CIK 0001006837other
Filed
Sep 12, 8:00 PM ET
Accepted
Sep 13, 8:21 PM ET
Size
21.2 KB
Accession
0001006837-18-000117
Insider Transaction Report
Form 4
FALCONE PHILIP
DirectorCEO10% Owner
Transactions
- Gift
Common Stock
2018-07-20−50,000→ 2,144,773 total - Gift
Common Stock
2018-09-05−25,000→ 2,119,773 total - Exercise/Conversion
Common Stock
2018-09-11$4.05/sh+150,000$607,500→ 2,269,773 total - Exercise/Conversion
Common Stock
2018-09-11$4.02/sh+21,795$87,616→ 2,291,568 total - Tax Payment
Common Stock
2018-09-11$6.08/sh−136,293$828,661→ 2,155,275 total - Exercise/Conversion
Stock option (Right To Buy)
2018-09-11−21,795→ 28,452 totalExercise: $4.02Exp: 2024-10-28→ Common Stock (21,795 underlying) - Exercise/Conversion
Stock option (Right To Buy)
2018-09-11−150,000→ 84,608 totalExercise: $4.05Exp: 2024-10-28→ Common Stock (150,000 underlying)
Holdings
- 540,000(indirect: By LLC)
Common Stock
Footnotes (3)
- [F1]Shares net settled by Issuer to satisfy the exercise price of options and taxes payable in connection with the exercise of previously awarded options.
- [F2]The Option vested and became exercisable in three equal annual installments beginning on October 28, 2014.
- [F3]The Expiration Date of this Option is being amended on this Form 4 to correct an error in the Original Form 4 filed on October 30, 2014.
Issuer
HC2 HOLDINGS, INC.
CIK 0001006837
Entity typeother
Related Parties
1- filerCIK 0001233569
Filing Metadata
- Form type
- 4
- Filed
- Sep 12, 8:00 PM ET
- Accepted
- Sep 13, 8:21 PM ET
- Size
- 21.2 KB