4//SEC Filing
Ferraro Joseph Anthony 4
Accession 0001006837-20-000215
CIK 0001006837other
Filed
Nov 23, 7:00 PM ET
Accepted
Nov 24, 9:51 PM ET
Size
11.3 KB
Accession
0001006837-20-000215
Insider Transaction Report
Form 4
Ferraro Joseph Anthony
Chief Legal Officer & Corp Sec
Transactions
- Sale
Common Stock
2020-11-24$2.51/sh−1,096$2,756→ 222,297 total - Sale
Common Stock
2020-11-23$2.40/sh−66,554$159,996→ 223,393 total - Exercise of In-Money
Common Stock
2020-11-20$2.27/sh+13,215$29,998→ 289,947 total - Exercise of In-Money
Subscription Rights (right to buy)
2020-11-20−24,196→ 0 totalExercise: $2.27From: 2020-09-09Exp: 2020-11-20→ Common Stock (13,215 underlying)
Footnotes (5)
- [F1]These shares were directly acquired by the reporting person as a result of the exercise of subscription rights which were issued to the reporting person in the Issuer's rights offering.
- [F2]Shares disposed of to satisfy taxes payable in connection with the vesting of previously awarded restricted stock.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.39 to $2.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 1.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.50 to $2.51, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 1.
- [F5]Every one (1) subscription right entitles the reporting person to purchase 0.5462 shares of the Issuer's common stock at a subscription price per full share of $2.27.
Documents
Issuer
HC2 HOLDINGS, INC.
CIK 0001006837
Entity typeother
Related Parties
1- filerCIK 0001717154
Filing Metadata
- Form type
- 4
- Filed
- Nov 23, 7:00 PM ET
- Accepted
- Nov 24, 9:51 PM ET
- Size
- 11.3 KB