EAST PENN FINANCIAL CORP 4/A

4/A · EAST PENN FINANCIAL CORP · Filed Dec 4, 2007

Form 4/AAmendedExit

Period: 2007-11-16

Director

Transactions

Disposition from Tender
EPEN Common Stock
[F1]
2007-11-30$14.50/sh−26,105$378,523→ 48,539 total
Expiration (Short)
STOCK OPTIONS
2007-11-16$3.98/sh−1,000$3,978→ 0 total
Exercise: $3.98From: 1999-11-27Exp: 2009-05-27→ COMMON STOCK (1,000 underlying)
Expiration (Short)
STOCK OPTIONS
2007-11-16$2.98/sh−1,000$2,978→ 0 total
Exercise: $2.98From: 2000-11-25Exp: 2010-05-25→ COMMON STOCK (1,000 underlying)
Expiration (Short)
STOCK OPTIONS
2007-11-16$8.98/sh−1,000$8,978→ 0 total
Exercise: $8.98From: 2001-11-24Exp: 2011-05-24→ COMMON STOCK (1,000 underlying)
Expiration (Short)
STOCK OPTIONS
2007-11-16$8.48/sh−1,000$8,478→ 0 total
Exercise: $8.48From: 2002-11-23Exp: 2012-05-23→ COMMON STOCK (1,000 underlying)
Expiration (Short)
STOCK OPTIONS
2007-11-16$6.98/sh−1,000$6,978→ 0 total
Exercise: $6.98From: 2003-11-22Exp: 2013-05-22→ COMMON STOCK (1,000 underlying)
Expiration (Short)
STOCK OPTIONS
2007-11-16$3.88/sh−1,000$3,878→ 0 total
Exercise: $3.88From: 2004-11-20Exp: 2014-05-20→ COMMON STOCK (1,000 underlying)
Expiration (Short)
STOCK OPTIONS
2007-11-16$4.73/sh−1,000$4,728→ 0 total
Exercise: $4.73From: 2005-11-19Exp: 2015-05-19→ COMMON STOCK (1,000 underlying)
Expiration (Short)
STOCK OPTIONS
2007-11-16$4.98/sh−1,000$4,978→ 0 total
Exercise: $4.98From: 2006-11-18Exp: 2016-05-18→ COMMON STOCK (1,000 underlying)

Footnotes (1)

[F1]Pursuant to East Penn Merger stock elections were paid on approximately 89% of East Penn shares; the balance of EPEN shares were paid at $14.50 per share.

Signature

GORDON K. SCHANTZ (POA ON FILE)|2007-12-04

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