EAST PENN FINANCIAL CORP 4/A

4/A · EAST PENN FINANCIAL CORP · Filed Dec 4, 2007

Form 4/AAmendedExit

Period: 2007-11-16

Director

Transactions

Disposition from Tender
EPEN Common Stock
[F2]
2007-11-30$14.50/sh−14,747$213,832→ 117,253 total
Disposition from Tender
EPEN Common Stock
[F2]
2007-11-30$14.50/sh−8,439$122,366→ 67,103 total(indirect: By Spouse)
Expiration (Short)
STOCK OPTIONS
[F1]
2007-11-16$3.98/sh−1,000$3,978→ 0 total
Exercise: $3.98From: 1999-11-27→ COMMON STOCK (1,000 underlying)
Expiration (Short)
STOCK OPTIONS
[F1]
2007-11-16$2.98/sh−1,000$2,978→ 0 total
Exercise: $2.98From: 2000-11-25→ COMMON STOCK (1,000 underlying)
Expiration (Short)
STOCK OPTIONS
[F1]
2007-11-16$8.98/sh−1,000$8,978→ 0 total
Exercise: $8.98From: 2001-11-24→ COMMON STOCK (1,000 underlying)
Expiration (Short)
STOCK OPTIONS
[F1]
2007-11-16$8.48/sh−1,000$8,478→ 0 total
Exercise: $8.48From: 2002-11-23→ COMMON STOCK (1,000 underlying)
Expiration (Short)
STOCK OPTIONS
[F1]
2007-11-16$6.98/sh−1,000$6,978→ 0 total
Exercise: $6.98From: 2003-11-22→ COMMON STOCK (1,000 underlying)
Expiration (Short)
STOCK OPTIONS
[F1]
2007-11-16$3.88/sh−1,000$3,878→ 0 total
Exercise: $3.88From: 2004-11-20→ COMMON STOCK (1,000 underlying)
Expiration (Short)
STOCK OPTIONS
[F1]
2007-11-16$4.73/sh−1,000$4,728→ 0 total
Exercise: $4.73From: 2005-11-19→ COMMON STOCK (1,000 underlying)
Expiration (Short)
STOCK OPTIONS
[F1]
2007-11-16$4.98/sh−1,000$4,978→ 0 total
Exercise: $4.98From: 2006-11-10→ COMMON STOCK (1,000 underlying)

Footnotes (2)

[F1]Deceased 8/25/2007.
[F2]Pursuant to East Penn Merger stock elections were paid on approximately 89% of East Penn shares; the balance of EPEN shares were paid at $14.50 per share.

Signature

LINN H. SCHANTZ (POA ON FILE)|2007-12-04

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