Home/Filings/4/0001007116-10-000017
4//SEC Filing

DALLER WALTER E JR 4

Accession 0001007116-10-000017

CIK 0000702902other

Filed

Apr 11, 8:00 PM ET

Accepted

Apr 12, 12:26 PM ET

Size

31.1 KB

Accession

0001007116-10-000017

Insider Transaction Report

Form 4
Period: 2010-04-12
Transactions
  • Disposition to Issuer

    COMMON STOCK

    2010-04-096,3000 total(indirect: By IRA)
  • Disposition to Issuer

    COMMON STOCK

    2010-04-09399,7030 total
  • Disposition to Issuer

    HNBC (RIGHT TO BUY) - 021204 - NQ - 100/6MO

    2010-04-0936,7920 total
    Exercise: $24.94From: 2004-08-12Exp: 2014-02-12COMMON STOCK (36,792 underlying)
  • Disposition to Issuer

    Stock Options (Right to Buy) NQ

    2010-04-091,5750 total
    Exercise: $18.19From: 2006-07-04Exp: 2016-01-03COMMON STOCK (1,575 underlying)
  • Disposition to Issuer

    HNBC (RIGHT TO BUY) - 120602 - NQ - 100/6MO

    2010-04-098,5470 total
    Exercise: $16.88From: 2003-06-06Exp: 2012-12-06COMMON STOCK (8,547 underlying)
  • Disposition to Issuer

    COMMON STOCK

    2010-04-0990,2760 total
  • Disposition to Issuer

    HNBC (RIGHT TO BUY) - 021204 - NQ Daller IRR TR

    2010-04-0920,2220 total(indirect: By Trust)
    Exercise: $24.94From: 2004-08-12Exp: 2014-02-12COMMON STOCK (20,222 underlying)
  • Disposition to Issuer

    COMMON STOCK

    2010-04-0940,2860 total(indirect: By Spouse)
  • Disposition to Issuer

    COMMON STOCK

    2010-04-091,0430 total(indirect: By Spouse)
  • Disposition to Issuer

    HNBC (RIGHT TO BUY) - 120100 - ISO - 100/6MO

    2010-04-09157,6790 total
    Exercise: $9.13From: 2001-06-01Exp: 2010-12-01COMMON STOCK (157,679 underlying)
  • Disposition to Issuer

    HNBC (RIGHT TO BUY) - 120602 - ISO - 100/6MO

    2010-04-095,9240 total
    Exercise: $16.88From: 2003-06-06Exp: 2012-12-06COMMON STOCK (5,924 underlying)
  • Disposition to Issuer

    HNBC (RIGHT TO BUY) - 123003 - NQ - 100/6MO

    2010-04-0953,3610 total(indirect: By Trust)
    Exercise: $27.37From: 2004-07-01Exp: 2013-12-30COMMON STOCK (53,361 underlying)
  • Disposition to Issuer

    HNBC (RIGHT TO BUY) - 123003 - ISO- Daller IRR TR

    2010-04-093,6530 total
    Exercise: $27.37From: 2004-07-01Exp: 2013-12-30COMMON STOCK (3,653 underlying)
Footnotes (13)
  • [F1]Disposed of pursuant to merger agreement between issuer and First Niagara Financial Group, Inc. in exchange for 42,790 shares of First Niagara common stock having a market value of $14.72 per share on the effective date of the merger and cash of $12.13 in lieu of fractional shares.
  • [F10]This option was assumed by First Niagara in the merger and replaced with an option to purchase 1,731 shares of First Niagara common stock for $57.74 per share.
  • [F11]This option was assumed by First Niagara in the merger and replaced with an option to purchase 17,439 shares of First Niagara common stock for $52.62 per share.
  • [F12]This option was assumed by First Niagara in the merger and replaced with an option to purchase 9,585 shares of First Niagara common stock for $52.62 per share.
  • [F13]This option was assumed by First Niagara in the merger and replaced with an option to purchase 746 shares of First Niagara common stock for $38.38 per share.
  • [F2]Disposed of pursuant to merger agreement between issuer and First Niagara Financial Group, Inc. in exchange for 2,986 shares of First Niagara common stock having a market value of $14.72 per share on the effective date of the merger and cash of $2.94 in lieu of fractional shares.
  • [F3]Disposed of pursuant to merger agreement between issuer and First Niagara Financial Group, Inc. in exchange for 189,459 shares of First Niagara common stock having a market value of $14.72 per share on the effective date of the merger and cash of $3.27 in lieu of fractional shares.
  • [F4]Disposed of pursuant to merger agreement between issuer and First Niagara Financial Group, Inc. in exchange for 19,095 shares of First Niagara common stock having a market value of $14.72 per share on the effective date of the merger and cash of $8.30 in lieu of fractional shares.
  • [F5]Disposed of pursuant to merger agreement between issuer and First Niagara Financial Group, Inc. in exchange for 494 shares of First Niagara common stock having a market value of $14.72 per share on the effective date of the merger and cash of $5.62 in lieu of fractional shares.
  • [F6]This option was assumed by First Niagara in the merger and replaced with an option to purchase 74,739 shares of First Niagara common stock for $19.26 per share.
  • [F7]This option was assumed by First Niagara in the merger and replaced with an option to purchase 4,051 shares of First Niagara common stock for $35.61 per share.
  • [F8]This option was assumed by First Niagara in the merger and replaced with an option to purchase 2,807 shares of First Niagara common stock for $35.61 per share.
  • [F9]This option was assumed by First Niagara in the merger and replaced with an option to purchase 25,293 shares of First Niagara common stock for $57.74 per share.

Issuer

HARLEYSVILLE NATIONAL CORP

CIK 0000702902

Entity typeother
IncorporatedPA

Related Parties

1
  • filerCIK 0000900839

Filing Metadata

Form type
4
Filed
Apr 11, 8:00 PM ET
Accepted
Apr 12, 12:26 PM ET
Size
31.1 KB