YOUNG TRACIE A 4

Accession 0001007116-10-000032

CIK 0000702902other

Filed

Apr 11, 8:00 PM ET

Accepted

Apr 12, 12:35 PM ET

Size

18.8 KB

Accession

0001007116-10-000032

Form 4

Period: 2010-04-12

SVP - HNB

Transactions

Disposition to Issuer
COMMON STOCK
2010-04-09−2,194.861→ 0 total
Disposition to Issuer
COMMON STOCK
2010-04-09−126→ 0 total(indirect: By 401(k))
Disposition to Issuer
HNBC (RIGHT TO BUY) 123003 - ISO - 20/5
2010-04-09−2,894→ 0 total
Exercise: $27.37From: 2004-12-30Exp: 2013-12-30→ COMMON STOCK (2,894 underlying)
Disposition to Issuer
HNBC (RIGHT TO BUY) 123004 - ISO - 20/5
2010-04-09−2,756→ 0 total
Exercise: $24.54From: 2005-12-30Exp: 2014-12-30→ COMMON STOCK (2,756 underlying)
Disposition to Issuer
HNBC (RIGHT TO BUY) 120805 - ISO - 20/5
2010-04-09−3,150→ 0 total
Exercise: $20.10From: 2006-12-08Exp: 2015-12-08→ COMMON STOCK (3,150 underlying)
Disposition to Issuer
HNBC (RIGHT TO BUY) 120100 - ISO - 20/5
2010-04-09−8,175→ 0 total
Exercise: $9.13From: 2001-12-01Exp: 2010-12-01→ COMMON STOCK (8,175 underlying)
Disposition to Issuer
HNBC (RIGHT TO BUY)
2010-04-09−3,750→ 0 total
Exercise: $14.06From: 2009-12-17Exp: 2015-12-17→ COMMON STOCK (3,750 underlying)

Footnotes (8)

[F1]401(k) Plan balance for end of period holdings. Exempt under Rule 16b-3(c). (Most recent quarter available.)
[F2]Disposed of pursuant to merger agreement between issuer and First Niagara Financial Group, Inc. in exchange for 1,040.364 shares of First Niagara common stock having a market value of $14.72 per share on the effective date of the merger.
[F3]Disposed of pursuant to merger agreement between issuer and First Niagara Financial Group, Inc. in exchange for 59 shares of First Niagara common stock having a market value of $14.72 per share on the effective date of the merger and cash of $10.66 in lieu of fractional shares.
[F4]This option was assumed by First Niagara in the merger and replaced with an option to purchase 3,874 shares of First Niagara common stock for $19.26 per share.
[F5]This option was assumed by First Niagara in the merger and replaced with an option to purchase 1,371 shares of First Niagara common stock for $57.74 per share.
[F6]This option was assumed by First Niagara in the merger and replaced with an option to purchase 1,306 shares of First Niagara common stock for $51.77 per share.
[F7]This option was assumed by First Niagara in the merger and replaced with an option to purchase 1,493 shares of First Niagara common stock for $42.41 per share.
[F8]This option was assumed by First Niagara in the merger and replaced with an option to purchase 1,777 shares of First Niagara common stock for $29.66 per share.

Documents

1 file

HARLEYSVILLE NATIONAL CORP

CIK 0000702902

Entity typeother