4//SEC Filing
GOLDEN QUEEN MINING CO LTD 4
Accession 0001008274-15-000004
CIK 0001025362operating
Filed
Nov 24, 7:00 PM ET
Accepted
Nov 25, 10:55 AM ET
Size
12.5 KB
Accession
0001008274-15-000004
Insider Transaction Report
Form 4
CLAY LANDON T
10% Owner
Transactions
- Other
Common Stock
2015-11-24$0.55/sh−98,000$53,900→ 0 total(indirect: By Trust) - Other
Common Stock
2015-11-24$0.55/sh−1,009,000$554,950→ 1,344,269 total(indirect: By Trust)
Holdings
- 807,250(indirect: By Trust)
Common Stock
- 2,351(indirect: By Spouse)
Common Stock
- 26,114(indirect: By corporation)
Common Stock
- 17,051,682
Common Stock
- 10,000(indirect: By Partnership)
Common Stock
Footnotes (7)
- [F1]Represents shares owned by the Monadnock Charitable Lead Annuity Trust dated May 31, 1996 ("Monadnock"). The shares were transferred to satisfy a portion of the annual annuity payment required to be made by Monadnock in accordance with the terms of the Monadnock trust instrument. The reporting person is the donor of the assets to Monadnock. Brian James is the trustee of Monadnock and each of the reporting person's sons has a beneficial interest in Monadnock. The reporting person provides investment advisory services to Monadnock. The reporting person disclaims beneficial ownership of the shares held by Monadnock
- [F2]Represents shares owned by the Skadutakee Charitable Annuity Lead Trust II dated June 28, 1993 ("Skadutakee II"). The shares were transferred to satisfy a portion of the annual annuity payment required to be made by Skadutakee II in accordance with the terms of the Skadutakee II trust instrument. The reporting person is the donor of the assets to Skadutakee II. Brian James is the trustee of Skadutakee II and each of the reporting person's sons has a beneficial interest in Skadutakee II. The reporting person provides investment advisory services to Skadutakee II. The reporting person disclaims beneficial ownership of the shares held by Skadutakee II.
- [F3]Includes 4,663 share that were previously held by LTC Corporation Profit Sharing Retirement Plan (the "Plan"). Following the termination of the Plan, the reporting person's beneficial ownership in these shares changed from indirect to direct ownership.
- [F4]Represents shares owned by Arctic Coast Petroleums, Ltd. ("Arctic Coast"). The reporting person owned 50% of Arctic Coast and transferred his interest in Arctic Coast on October 22, 2009 to the Clay Family 2009 Irrevocable Trust dated April 14, 2009 which owns 50% of Arctic Coast. The reporting person disclaims beneficial ownership of the shares held by Arctic Coast.
- [F5]Represents shares owned by Winter Place Associates ("Winter Place"). The reporting person has a partnership interest in Winter Place. The reporting person disclaims beneficial ownership of the shares held by Winter Place except to the extent of his proportionate pecuniary interest therein
- [F6]Represents shares owned by LTC Corporation which is wholly owned by the reporting person.
- [F7]Represents shares owned by the reporting person's spouse, Lavinia D. Clay. The reporting person disclaims beneficial ownership of the shares held by his spouse.
Documents
Issuer
GOLDEN QUEEN MINING CO LTD
CIK 0001025362
Entity typeoperating
IncorporatedBritish Columbia, Canada
Related Parties
1- filerCIK 0001025362
Filing Metadata
- Form type
- 4
- Filed
- Nov 24, 7:00 PM ET
- Accepted
- Nov 25, 10:55 AM ET
- Size
- 12.5 KB