GOLDEN QUEEN MINING CO LTD 4
4 · GOLDEN QUEEN MINING CO LTD · Filed Dec 14, 2015
Insider Transaction Report
Form 4
CLAY LANDON T
10% Owner
Transactions
- Other
Common Stock
2015-12-08$3.18/sh+720$2,290→ 17,052,402 total - Other
Common Stock
2015-12-08$3.18/sh−10,000$31,800→ 0 total(indirect: By Partnership)
Holdings
- 1,344,269(indirect: By Trust)
Common Stock
- 807,250(indirect: By Trust)
Common Stock
- 26,114(indirect: By corporation)
Common Stock
- 2,351(indirect: By Spouse)
Common Stock
Footnotes (7)
- [F1]Represents shares previously owned by Winter Place Associates ("Winter Place"). The reporting person has a partnership interest in Winter Place. Winter Place distributed these shares on December 8, 2015.
- [F2]Represents the reporting person's proportionate interest in the shares distributed by Winter Place. The price indicated represents the cost basis of the shares transferred.
- [F3]Includes 4,663 shares that were previously held by LTC Corporation Profit Sharing Retirement Plan (the "Plan"). Following the termination of the Plan, the reporting person's beneficial ownership in these shares changed from indirect to direct ownership.
- [F4]Represents shares owned by the Monadnock Charitable Lead Annuity Trust dated May 31, 1996 ("Monadnock"). The reporting person is the donor of the assets to Monadnock. Brian James is the trustee of Monadnock and each of the reporting person's sons has a beneficial interest in Monadnock. The reporting person provides investment advisory services to Monadnock. The reporting person disclaims beneficial ownership of the shares held by Monadnock.
- [F5]Represents shares owned by Arctic Coast Petroleums, Ltd. ("Arctic Coast"). The reporting person owned 50% of Arctic Coast and transferred his interest in Arctic Coast on October 22, 2009 to the Clay Family 2009 Irrevocable Trust dated April 14, 2009 which owns 50% of Arctic Coast. The reporting person disclaims beneficial ownership of the shares held by Arctic Coast.
- [F6]Represents shares owned by LTC Corporation which is wholly owned by the reporting person.
- [F7]Represents shares owned by the reporting person's spouse, Lavinia D. Clay. The reporting person disclaims beneficial ownership of the shares held by his spouse.