Home/Filings/4/0001008554-04-000081
4//SEC Filing

MASON THEODORE S 4

Accession 0001008554-04-000081

CIK 0001008554other

Filed

Jul 11, 8:00 PM ET

Accepted

Jul 12, 2:48 PM ET

Size

30.8 KB

Accession

0001008554-04-000081

Insider Transaction Report

Form 4
Period: 2004-07-09
Transactions
  • Disposition to Issuer

    Common Stock

    2004-07-0949,1720 total
  • Disposition to Issuer

    Stock Option (right to buy)

    1997-02-188,7850 total
    Exercise: $4.96Exp: 2007-02-18Common Stock (8,785 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2001-03-231,1000 total
    Exercise: $7.20Exp: 2011-03-23Common Stock (1,100 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2003-06-262,0000 total
    Exercise: $14.65Exp: 2013-06-26Common Stock (2,000 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    1995-03-2015,9430 total
    Exercise: $2.71Exp: 2005-03-20Common Stock (15,943 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    1999-01-217,2600 total
    Exercise: $7.03Exp: 2009-01-21Common Stock (7,260 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    1994-11-1035,9260 total
    Exercise: $2.63Exp: 2004-11-10Common Stock (35,926 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    1996-01-019,6620 total
    Exercise: $3.31Exp: 2006-01-01Common Stock (9,662 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    1998-05-097,9860 total
    Exercise: $7.38Exp: 2008-05-09Common Stock (7,986 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2000-03-191,7600 total
    Exercise: $9.47Exp: 2010-03-19Common Stock (1,760 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2000-03-2926,7360 total
    Exercise: $9.47Exp: 2010-03-29Common Stock (26,736 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    1999-09-238,7040 total
    Exercise: $10.85Exp: 2009-09-23Common Stock (8,704 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    1994-11-165,3150 total
    Exercise: $2.63Exp: 2004-11-16Common Stock (5,315 underlying)
Footnotes (2)
  • [F1]Disposed of pursuant to merger agreement between issuer and Umpqua Holdings Corporation in a 1 for 1 exchange of Umpqua common stock.
  • [F2]This option, was assumed by Umpqua Holdings Corporation in the merger and was exchanged by a 1 for 1 ratio to purchase shares of Umpqua common stock with the same number of options, vesting schedule, and exercise price.

Issuer

HUMBOLDT BANCORP

CIK 0001008554

Entity typeother

Related Parties

1
  • filerCIK 0001102039

Filing Metadata

Form type
4
Filed
Jul 11, 8:00 PM ET
Accepted
Jul 12, 2:48 PM ET
Size
30.8 KB