4//SEC Filing
DAUGHERTY ROBERT M 4
Accession 0001008554-04-000094
CIK 0001008554other
Filed
Jul 11, 8:00 PM ET
Accepted
Jul 12, 5:17 PM ET
Size
18.2 KB
Accession
0001008554-04-000094
Insider Transaction Report
Form 4
HUMBOLDT BANCORPHBEK
DAUGHERTY ROBERT M
DirectorPresident & CEO
Transactions
- Award
Stock Option (right to buy)
2004-07-09$21.92/sh+27,600$604,992→ 205,517 totalExercise: $21.92From: 2004-07-09Exp: 2014-07-09→ Common Stock (27,600 underlying) - Disposition to Issuer
Stock Option (right to buy)
2002-04-15−57,917→ 0 totalExercise: $9.96Exp: 2012-04-15→ Common Stock (57,917 underlying) - Disposition to Issuer
Stock Option (right to buy)
2004-01-01−11,396→ 0 totalExercise: $17.55Exp: 2014-01-01→ Common Stock (11,396 underlying) - Disposition to Issuer
Stock Option (right to buy)
2003-01-01−60,000→ 0 totalExercise: $10.30Exp: 2013-01-01→ Common Stock (60,000 underlying) - Disposition to Issuer
Stock Option (right to buy)
2004-07-09−27,600→ 0 totalExercise: $21.92Exp: 2014-07-09→ Common Stock (27,600 underlying) - Disposition to Issuer
Common Stock
2004-07-09−122,083→ 0 total - Disposition to Issuer
Stock Option (right to buy)
2004-01-01−48,604→ 0 totalExercise: $17.55Exp: 2014-01-01→ Common Stock (48,604 underlying)
Footnotes (2)
- [F1]Disposed of pursuant to merger agreement between issuer and Umpqua Holdings Corporation in a 1 for 1 exchange of Umpqua common stock.
- [F2]This option, was assumed by Umpqua Holdings Corporation in the merger and was exchanged by a 1 for 1 ratio to purchase shares of Umpqua common stock with the same number of options, vesting schedule, and exercise price.
Documents
Issuer
HUMBOLDT BANCORP
CIK 0001008554
Entity typeother
Related Parties
1- filerCIK 0001196561
Filing Metadata
- Form type
- 4
- Filed
- Jul 11, 8:00 PM ET
- Accepted
- Jul 12, 5:17 PM ET
- Size
- 18.2 KB