CHARTER COMMUNICATIONS INC /MO/ 4
4 · CHARTER COMMUNICATIONS INC /MO/ · Filed Nov 13, 2003
Insider Transaction Report
Form 4
NATHANSON MARC B
Director
Transactions
- Exercise of In-Money
Put Option (Right to Sell)
2003-11-11−91,090→ 0 total(indirect: By Trust)Exercise: $30.88→ Class A Common Stock (91,090 underlying) - Exercise of In-Money
Class A Common Stock
2003-11-11$30.88/sh−973,809$30,072,877→ 0 total(indirect: By Trust) - Exercise of In-Money
Class A Common Stock
2003-11-11$30.88/sh−1,730,869$53,452,177→ 0 total(indirect: By Blackhawk Holding Company, Inc.) - Exercise of In-Money
Class A Common Stock
2003-11-11$30.88/sh−1,460,115$45,090,833→ 0 total(indirect: By Falcon Holding Group, Inc.) - Gift
Put Option (Right to Sell)
2003-11-07−973,809→ 0 total(indirect: By Trust)Exercise: $30.88→ Class A Common Stock (973,809 underlying) - Exercise of In-Money
Put Option (Right to Sell)
2003-11-11−2,527,264→ 0 total(indirect: By Trust)Exercise: $30.88→ Class A Common Stock (2,527,264 underlying) - Exercise of In-Money
Put Option (Right to Sell)
2003-11-11−1,460,115→ 0 total(indirect: By Falcon Holding Group, Inc.)Exercise: $30.88→ Class A Common Stock (1,460,115 underlying) - Gift
Class A Common Stock
2003-11-07−324,603→ 0 total(indirect: By Trust) - Gift
Class A Common Stock
2003-11-07−973,809→ 0 total(indirect: By Trust) - Exercise of In-Money
Put Option (Right to Sell)
2003-11-11−1,730,869→ 0 total(indirect: By Blackhawk Holding Company, Inc.)Exercise: $30.88→ Class A Common Stock (1,730,869 underlying) - Exercise of In-Money
Class A Common Stock
2003-11-11$30.88/sh−91,090$2,813,014→ 0 total(indirect: By Trust) - Exercise of In-Money
Class A Common Stock
2003-11-11$30.88/sh−2,527,264$78,046,209→ 370,000 total(indirect: By Trust) - Gift
Put Option (Right to Sell)
2003-11-07−324,603→ 0 total(indirect: By Trust)Exercise: $30.88→ Class A Common Stock (324,603 underlying) - Exercise of In-Money
Put Option (Right to Sell)
2003-11-11−973,809→ 0 total(indirect: By Trust)Exercise: $30.88→ Class A Common Stock (973,809 underlying)
Holdings
- 9,882
Class A Common Stock
Footnotes (5)
- [F1]The reporting person contributed 324,603 shares of Charter Class A Common Stock and the put rights associated with such stock to The Nathanson Family Foundation, which is a tax-exempt organization under 501(c)(3) of the Internal Revenue Code.
- [F2]The reporting person disclaims beneficial ownership, except to the extent of his pecuniary interest therein.
- [F3]The reporting person contributed 973,809 shares of Charter Class A Common Stock and the put rights associated with such stock to the Jane & Marc Nathanson Charitable Trust.
- [F4]Plus interest thereon accrued through the closing at a rate of 4.5% per year compounded annually.
- [F5]The put options are exercisable from November 12, 2001 through the expiration date. Generally, the expiration date under the put agreement is the earlier of November 12, 2003 or the date of certain business combinations affecting the issuer's securities.