Roth Michael Anthony 4
4 · APPLIED NEUROSOLUTIONS INC · Filed Jun 10, 2009
Insider Transaction Report
Form 4
ROTH MICHAEL
10% Owner
Transactions
- Sale
Common Stock, $0.0025 par value per share
2009-06-08$0.01/sh−50,000$750→ 22,515,067 total(indirect: by: SF Capital Partners Ltd) - Sale
Common Stock, $0.0025 par value per share
2009-06-09$0.01/sh−1,000,000$12,500→ 21,515,067 total(indirect: by: SF Capital Partners Ltd)
Footnotes (3)
- [F1]The shares of Common Stock are held directly by SF Capital Partners Ltd. ("SF Capital"). The Reporting Persons direct the management of Stark Offshore Management LLC ("Stark Offshore"), which acts as investment manager and has sole power to direct the management of SF Capital. As the Managing Members of Stark Offshore, the Reporting Pesons possess voting and dispositive power over all of the foregoing shares. Therefore, for the purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, the Reporting Persons may be deemed to be the beneficial owners of, but hereby disclaim such beneficial ownership of, the foregoing shares.
- [F2]This transaction was executed in multiple trades at a price of $0.015. The price reported above reflects the actual sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares at which each trade was effected.
- [F3]This transaction was executed in multiple trades at prices ranging from $0.012105 to $0.01288. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer full information regarding the number of shares and prices at which the transcation was effected.