Home/Filings/4/0001010412-04-000355
4//SEC Filing

WENNINGER FRED 4

Accession 0001010412-04-000355

CIK 0001103078other

Filed

Oct 3, 8:00 PM ET

Accepted

Oct 4, 4:50 PM ET

Size

9.3 KB

Accession

0001010412-04-000355

Insider Transaction Report

Form 4
Period: 2004-05-21
Transactions
  • Purchase

    Series B Convertible Preferred Stock

    2004-09-10$1000.00/sh+210$210,000210 total
  • Purchase

    Common Stock

    2004-05-21$3.70/sh+30,000$111,00030,000 total(indirect: By Spouse)
  • Purchase

    Series B Convertible Preferred Stock

    2004-09-10$1000.00/sh+35$35,00035 total(indirect: By Spouse)
Holdings
  • Common Stock

    624,800
Footnotes (1)
  • [F1]Holders of Series B Convertible Preferred Stock are entitled to receive the cumulative dividends of 7% per annum, payable quarterly on March 1; June 1; September 1; and December 1, beginning September 1, 2004. Upon any liquidation, dissolution or winding-up of Raser, the holders of Series B Convertible Stock shall be entitled to receive out of the corporate assets an amount equal to $1,000 per share, plus any accrued and unpaid dividends, before any distribution or payment is made to common stockholders. Series B Convertible Preferred Stock is convertible into shares of common stock at $3.50 per share.

Issuer

RASER TECHNOLOGIES INC

CIK 0001103078

Entity typeother

Related Parties

1
  • filerCIK 0001264976

Filing Metadata

Form type
4
Filed
Oct 3, 8:00 PM ET
Accepted
Oct 4, 4:50 PM ET
Size
9.3 KB