|4Feb 25, 5:01 PM ET

SPENCER CHRISTOPHER J 4

4 · FAB Universal Corp. · Filed Feb 25, 2013

Insider Transaction Report

Form 4
Period: 2013-02-21
SPENCER CHRISTOPHER J
DirectorCEO, President
Transactions
  • Sale

    Common Stock

    2013-02-25$3.13/sh2,400$7,522439,538 total
  • Sale

    Common Stock

    2013-02-21$3.14/sh2,200$6,901443,838 total
  • Sale

    Common Stock

    2013-02-22$3.12/sh1,900$5,932441,938 total
Holdings
  • Common Stock

    (indirect: Sempire Corp.)
    4,750
Footnotes (5)
  • [F1]Mr. Spencer's wife, Patricia, is a beneficial owner of 184 of these shares.
  • [F2]Mr. Spencer is President of Sempire Corp., a Delaware corporation.
  • [F3]This figure represents the average weighted sales price for the securities that were sold on the applicable date. These securities were sold for prices ranging from $3.10 to $3.22 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  • [F4]This figure represents the average weighted sales price for the securities that were sold on the applicable date. These securities were sold for prices ranging from $3.02 to $3.18 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  • [F5]This figure represents the average weighted sales price for the securities that were sold on the applicable date. These securities were sold for prices ranging from $3.10 to $3.15 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT