Sundance Strategies, Inc. 4
4 · Sundance Strategies, Inc. · Filed Jul 17, 2015
Insider Transaction Report
Form 4
Mattingly Ty D.
Director10% Owner
Transactions
- Award
Stock Option
2015-04-05$0.77/sh+62,500$48,125→ 437,500 totalExercise: $0.77From: 2015-04-05Exp: 2018-03-31→ Common Stock (62,500 underlying)
Holdings
- 1,500,000(indirect: By Foundation)
Common Stock
- 4,000,000(indirect: By LLC)
Common Stock
- 375,000
Stock Option
Exercise: $0.77From: 2014-04-05Exp: 2018-03-31→ Common Stock (375,000 underlying)
Footnotes (3)
- [F1]A total of 500,000 stock options were granted on April 5, 2013, with a five year term, expiring March 31, 2018, and all with an exercise price of $0.77 per share. Of these stock options, 375,000 have vested as of March 31, 2015, with 62,500 stock options vesting on April 5, 2015, and an additional 62,500 stock options vesting April 5, 2016.
- [F2]Mr. Mattingly is the beneficial owner of Primary Colors, LLC.
- [F3]Mr. Mattingly is the beneficial owner of North Shore Foundation, LLP.