4//SEC Filing
ENERGY SPECTRUM PARTNERS L P 4
Accession 0001010549-04-000244
CIK 0000003982other
Filed
Apr 6, 8:00 PM ET
Accepted
Apr 7, 6:28 PM ET
Size
11.7 KB
Accession
0001010549-04-000244
Insider Transaction Report
Form 4
ENERGY SPECTRUM PARTNERS L P
10% Owner
Transactions
- Conversion
Series A 10% Cumulative Convertible Preferred Stock
2004-04-02−3,500,000→ 0 totalExercise: $0.50→ Common Stock, par value $0.15 per share. (8,590,449 underlying) - Conversion
Common Stock, par value $0.15 per share
2004-04-02$0.50/sh+8,590,449$4,295,225→ 15,150,312 total - Award
Common Stock, par value $0.15 per share
2004-04-02+30,000→ 15,180,312 total - Award
Non-Employee Option to purchase common stock
2004-04-02+30,000→ 30,000 totalExercise: $0.55From: 2004-04-02Exp: 2014-04-01→ Common Stock, par value $0.15 per share. (30,000 underlying)
Footnotes (5)
- [F1]Energy Spectrum Capital LP is the general partner of Energy Spectrum Partners, LP. Energy Spectrum LLC is the general partner of Enerty Spectrum Capital LP. Each entity listed in the signature block below shall be deemed to be a reporting person for purposes of this Form 4, and the signature of James W. Spann below shall be deemed to be the signature of all such reporting persons for purposes of this Form 4.
- [F2]On April 2, 2004, Energy Spectrum Partners LP was issued (a) 30,000 shares of Common Stock and (b) options to purchase 30,000 shares of Common Stock pursuant to the Issuer's 2003 Stock Incentive Plan. The options are exercisable for $0.55 per share and have a term of ten years. The shares and options were issued in lieu of consulting fees.
- [F3]Excercisable Immediately.
- [F4]No expiration date.
- [F5]Not Applicable.
Documents
Issuer
ALLIS CHALMERS CORP
CIK 0000003982
Entity typeother
Related Parties
1- filerCIK 0001167769
Filing Metadata
- Form type
- 4
- Filed
- Apr 6, 8:00 PM ET
- Accepted
- Apr 7, 6:28 PM ET
- Size
- 11.7 KB