HAMNER PATRICK F 4
4 · CAPITAL SOUTHWEST CORP · Filed Jun 13, 2006
Insider Transaction Report
Form 4
HAMNER PATRICK F
Senior Vice President*
Transactions
- Exercise/Conversion
Non Qualified Stock Option
2006-06-09$65.00/sh−8,000$520,000→ 2,000 totalExercise: $65.00From: 2002-07-16Exp: 2011-07-16→ Common Stock (10,000 underlying) - Exercise/Conversion
Common Stock
2006-06-09$65.00/sh+8,000$520,000→ 41,800 total - Sale
Common Stock
2006-06-09$96.89/sh−8,000$775,120→ 33,800 total - Other
Non Qualified Stock Option
2006-05-18−2,000→ 0 totalExercise: $65.00From: 2002-07-16Exp: 2011-07-16→ Common Stock (10,000 underlying) - Other
Incentive Stock Option
2006-05-18−9,000→ 0 totalExercise: $93.49From: 2008-05-15Exp: 2016-05-15→ Common Stock (9,000 underlying) - Other
Non Qualified Stock Option
2006-05-18−11,000→ 0 totalExercise: $93.49From: 2007-05-15Exp: 2016-05-15→ Common Stock (11,000 underlying)
Footnotes (4)
- [F1]Exercisable in five (5) annual cumulative installments of 2,000 shares.
- [F2]Options terminated 5/18/06 with 2,000 shares unvested.
- [F3]Options terminated 5/18/06 with no shares vested.
- [F4]Mr. Hamner entered into a binding obligation to exercise an option for 8,000 shares on June 9, 2006. Mr. Hamner did not acquire title to those shares until June 13, 2006.