4//SEC Filing
HAMNER PATRICK F 4
Accession 0001010549-06-000380
CIK 0000017313other
Filed
Jun 12, 8:00 PM ET
Accepted
Jun 13, 6:00 PM ET
Size
14.9 KB
Accession
0001010549-06-000380
Insider Transaction Report
Form 4
HAMNER PATRICK F
Senior Vice President*
Transactions
- Exercise/Conversion
Non Qualified Stock Option
2006-06-09$65.00/sh−8,000$520,000→ 2,000 totalExercise: $65.00From: 2002-07-16Exp: 2011-07-16→ Common Stock (10,000 underlying) - Exercise/Conversion
Common Stock
2006-06-09$65.00/sh+8,000$520,000→ 41,800 total - Sale
Common Stock
2006-06-09$96.89/sh−8,000$775,120→ 33,800 total - Other
Non Qualified Stock Option
2006-05-18−2,000→ 0 totalExercise: $65.00From: 2002-07-16Exp: 2011-07-16→ Common Stock (10,000 underlying) - Other
Incentive Stock Option
2006-05-18−9,000→ 0 totalExercise: $93.49From: 2008-05-15Exp: 2016-05-15→ Common Stock (9,000 underlying) - Other
Non Qualified Stock Option
2006-05-18−11,000→ 0 totalExercise: $93.49From: 2007-05-15Exp: 2016-05-15→ Common Stock (11,000 underlying)
Footnotes (4)
- [F1]Exercisable in five (5) annual cumulative installments of 2,000 shares.
- [F2]Options terminated 5/18/06 with 2,000 shares unvested.
- [F3]Options terminated 5/18/06 with no shares vested.
- [F4]Mr. Hamner entered into a binding obligation to exercise an option for 8,000 shares on June 9, 2006. Mr. Hamner did not acquire title to those shares until June 13, 2006.
Documents
Issuer
CAPITAL SOUTHWEST CORP
CIK 0000017313
Entity typeother
Related Parties
1- filerCIK 0001182923
Filing Metadata
- Form type
- 4
- Filed
- Jun 12, 8:00 PM ET
- Accepted
- Jun 13, 6:00 PM ET
- Size
- 14.9 KB