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4//SEC Filing

PETERSON JEFFREY G 4

Accession 0001010549-12-000615

CIK 0000017313other
View on SEC.govCompany Profile

Filed

May 21, 8:00 PM ET

Accepted

May 22, 5:34 PM ET

Size

17.1 KB

Accession

0001010549-12-000615

Insider Transaction Report

Form 4
Period: 2012-05-18
CAPITAL SOUTHWEST CORPCSWC
PETERSON JEFFREY G
Vice President
Transactions
  • Exercise/Conversion

    Common Stock

    2012-05-18$93.49/sh+4,500$420,705→ 11,250 total
  • Exercise/Conversion

    Common Stock

    2012-05-18$76.74/sh+2,000$153,480→ 5,250 total
  • Exercise/Conversion

    Common Stock

    2012-05-18$93.49/sh+1,500$140,235→ 6,750 total
  • Sale

    Common Stock

    2012-05-18$101.38/sh−3,000$304,140→ 8,250 total
  • Sale

    Common Stock

    2012-05-21$102.00/sh−1,500$153,000→ 6,750 total
  • Exercise/Conversion

    Incentive Stock Option

    2012-05-18$76.74/sh+2,000$153,480→ 2,000 total
    Exercise: $76.74From: 2010-10-19Exp: 2019-10-19→ Common Stock (2,000 underlying)
  • Exercise/Conversion

    Incentive Stock Option

    2012-05-18$93.49/sh+1,500$140,235→ 3,500 total
    Exercise: $93.49From: 2007-05-15Exp: 2016-05-15→ Common Stock (1,500 underlying)
  • Exercise/Conversion

    Incentive Stock Option

    2012-05-18$93.49/sh+4,500$420,705→ 8,000 total
    Exercise: $93.49From: 2007-05-15Exp: 2016-05-15→ Common Stock (4,500 underlying)
Footnotes (2)
  • [F1]Incentive Stock Option vests annually in five equal installments of 1,000 shares each beginning 10/19/2010.
  • [F2]Incentive Stock Option vests annually in ten equal installments of 1,000 shares each beginning 5/15/2007.

Documents

1 file

Issuer

CAPITAL SOUTHWEST CORP

CIK 0000017313

→
Entity typeother

Related Parties

1
  • filerCIK 0001182934

Filing Metadata

Form type
4
Filed
May 21, 8:00 PM ET
Accepted
May 22, 5:34 PM ET
Size
17.1 KB
View on SEC.gov