4//SEC Filing
Morris Tracy L. 4
Accession 0001010549-13-000118
CIK 0000017313other
Filed
Mar 5, 7:00 PM ET
Accepted
Mar 6, 12:02 PM ET
Size
11.9 KB
Accession
0001010549-13-000118
Insider Transaction Report
Form 4
Morris Tracy L.
Chief Financial Officer; Secy
Transactions
- Exercise/Conversion
Common Stock
2013-03-05$76.74/sh+1,000$76,740→ 1,200 total - Exercise/Conversion
Common Stock
2013-03-05$96.92/sh+220$21,322→ 1,420 total - Sale
Common Stock
2013-03-05$124.06/sh−1,220$151,353→ 200 total - Exercise/Conversion
Incentive Stock Option
2013-03-05$76.74/sh+1,000$76,740→ 1,200 totalExercise: $76.74From: 2010-10-19Exp: 2019-10-19→ Common Stock (1,000 underlying) - Exercise/Conversion
Incentive Stock Option
2013-03-05$96.92/sh+220$21,322→ 1,420 totalExercise: $96.92From: 2012-07-18Exp: 2021-07-18→ Common Stock (220 underlying)
Footnotes (2)
- [F1]Incentive Stock Option vests annually in five equal installments of 1,000 shares each beginning 10/19/2010.
- [F2]Incentive Stock Option vests annually in five equal installments of 1,000 shares each beginning 7/18/2012.
Documents
Issuer
CAPITAL SOUTHWEST CORP
CIK 0000017313
Entity typeother
Related Parties
1- filerCIK 0001441303
Filing Metadata
- Form type
- 4
- Filed
- Mar 5, 7:00 PM ET
- Accepted
- Mar 6, 12:02 PM ET
- Size
- 11.9 KB