Home/Filings/4/0001010549-13-000752
4//SEC Filing

CAPITAL SOUTHWEST CORP 4

Accession 0001010549-13-000752

$CSWCCIK 0000017313operating

Filed

Dec 18, 7:00 PM ET

Accepted

Dec 19, 5:51 PM ET

Size

12.6 KB

Accession

0001010549-13-000752

Insider Transaction Report

Form 4
Period: 2013-12-19
SCHWERTNER RAY D.
Vice President
Transactions
  • Purchase

    Common Stock

    2013-12-19$95.79/sh+1,000$95,7903,600 total
  • Sale

    Common Stock

    2013-12-19$34.78/sh500$17,3903,600 total
  • Sale

    Common Stock

    2013-12-19$34.75/sh560$19,4604,100 total
  • Sale

    Common Stock

    2013-12-19$34.80/sh600$20,8803,000 total
  • Sale

    Common Stock

    2013-12-19$34.84/sh400$13,9362,600 total
  • Exercise/Conversion

    Incentive Stock Option

    2013-12-19$95.79/sh+1,000$95,7903,600 total
    Exercise: $95.79From: 2011-03-22Exp: 2020-03-22Common Stock (1,000 underlying)
Footnotes (1)
  • [F1]Incentive Stock Option vests annually in five equal installments of 1,000 shares each beginning 3/22/2011.

Issuer

CAPITAL SOUTHWEST CORP

CIK 0000017313

Entity typeoperating
IncorporatedTX

Related Parties

1
  • filerCIK 0000017313

Filing Metadata

Form type
4
Filed
Dec 18, 7:00 PM ET
Accepted
Dec 19, 5:51 PM ET
Size
12.6 KB