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CAPITAL SOUTHWEST CORP 4

Accession 0001010549-14-000081

$CSWCCIK 0000017313operating

View on SEC.gov Company Profile

Filed

Feb 19, 7:00 PM ET

Accepted

Feb 20, 4:49 PM ET

Size

10.3 KB

Accession

0001010549-14-000081

Insider Transaction Report

Form 4

Period: 2014-02-19

CAPITAL SOUTHWEST CORPCSWC

DirectorPresident, Chairman of Board

Transactions

Exercise/Conversion
Common Stock
2014-02-19$19.19/sh+15,000$287,850→ 421,292 total
Exercise/Conversion
Common Stock
2014-02-19$23.95/sh+24,000$574,800→ 445,292 total
Exercise/Conversion
Stock options
2014-02-19+15,000→ 124,000 total
Exercise: $19.19From: 2013-10-19Exp: 2019-10-19→ Common Stock (15,000 underlying)
Exercise/Conversion
Stock options
2014-02-19+24,000→ 100,000 total
Exercise: $23.95From: 2011-03-22Exp: 2020-03-22→ Common Stock (24,000 underlying)

Footnotes (1)

[F1]These options were vested in 3 equal installments of 8,000 shares each on 3/22/2011, 3/22/2012 and 3/22/2013.

Documents

1 file

4
martin022014.xmlPrimary
OWNERSHIP DOCUMENT

Issuer

CAPITAL SOUTHWEST CORP

CIK 0000017313

Entity typeoperating

IncorporatedTX

Related Parties

1

filerCIK 0000017313

Filing Metadata

Form type: 4
Filed: Feb 19, 7:00 PM ET
Accepted: Feb 20, 4:49 PM ET
Size: 10.3 KB

View on SEC.gov