PARADIGM GROUP II LLC 4

4 · XML GLOBAL TECHNOLOGIES INC · Filed Aug 28, 2003

Form 4

Period: 2003-08-20

Other

Transactions

Purchase
Common Stock
2003-08-20$0.07/sh+2,000$130→ 22,391,991 total(indirect: As General Partner)
Purchase
Common Stock
2003-08-21$0.07/sh+28,000$1,960→ 22,349,991 total(indirect: As General Partner)
Purchase
Common Stock
2003-08-22$0.07/sh+100,000$7,000→ 22,449,991 total(indirect: As General Partner)

Holdings

Common Stock (issuable under Term Sheet)
(indirect: As General Partner)
12,500,000
Warrants
Exercise: $0.50From: 2002-08-23Exp: 2005-12-31→ Common Stock (5,681,633 underlying)
5,681,633
Warrants (issuable under Term Sheet)
Exercise: $0.07From: 2003-04-21Exp: 2004-12-31→ Common Stock (1,900,000 underlying)
1,900,000
Warrants (subject to issuance under the Term Sheet)
(indirect: As General Partner)
Exercise: $0.07From: 2003-04-21Exp: 2004-12-31→ Common Stock (12,500,000 underlying)
12,500,000
Warrants
(indirect: As General Partner)
Exercise: $0.50From: 2002-08-23Exp: 2005-12-31→ Common Stock (6,000,000 underlying)
6,000,000
Warrants
(indirect: As General Partner)
Exercise: $0.07From: 2003-04-21Exp: 2004-12-31→ Common Stock (8,900,000 underlying)
8,900,000
Common Stock
3,415,208
Common Stock (issuable under Term Sheet)
1,400,000
Warrants
Exercise: $1.00From: 2002-08-23Exp: 2005-12-31→ Common Stock (2,072,886 underlying)
2,072,886

Documents

1 file