4//SEC Filing
AU ZONE INVESTMENTS NO 3 LLC 4
Accession 0001011438-02-000201
CIK 0001011290other
Filed
Mar 7, 7:00 PM ET
Accepted
—
Size
11.6 KB
Accession
0001011438-02-000201
Insider Transaction Report
Form 4
Fresne, Donald C.
DirectorSENIOR VICE PRESIDENT OF REAL ESTATE AND INFORMATION SYSTEMS10% Owner
Transactions
- Sale
COMMON STOCK
2002-02-27−144,970→ 5,145,095 total(indirect: (2))
Footnotes (2)
- [1]144,970 shares of the Issuer (the "Issuer Shares") were transferred by Au Zone Investments #2, L.P. to Altavera Capital Fund LLC (the "Fund") on February 27, 2002 in exchange for shares of the Fund (the "Fund Shares"). The number of Fund Shares exchanged for the Issuer Shares was based on a per share price of $34.49, which was the per share closing price of the Company's common stock on February 27, 2002.
- [2]The reporting person is the general partner of Au Zone Investments #2, L.P., a limited partnership which is the holder of record of the shares. * If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Response) (Over) FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================ 10. 9. Owner- Number ship of Form of 2. Deriv- Deriv- Conver- 5. 7. ative ative 11. sion Number of Title and Amount Secur- Secur- Nature or Derivative 6. of Underlying 8. ities ities of Exer- 4. Securities Date Securities Price Bene- Benefi- In- cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially cially direct Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned Owned Bene- 1. of action Code of(D) (Month/Day/Year) Amount ative at End at End ficial Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of of Owner- Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Month Month ship Security Secur- Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ==================================================================================================================================== Explanation of Responses: /S/ JEFF GOLD 03/01/02 - --------------------------------------------- ----------------------- **
Documents
Issuer
99 CENTS ONLY STORE
CIK 0001011290
Entity typeother
IncorporatedCA
Related Parties
1- filerCIK 0001168388
Filing Metadata
- Form type
- 4
- Filed
- Mar 7, 7:00 PM ET
- Size
- 11.6 KB