Home/Filings/4/0001011438-09-000573
4//SEC Filing

Margolies Ross 4

Accession 0001011438-09-000573

CIK 0001144331other

Filed

Oct 4, 8:00 PM ET

Accepted

Oct 5, 6:24 PM ET

Size

10.9 KB

Accession

0001011438-09-000573

Insider Transaction Report

Form 4
Period: 2009-10-02
Transactions
  • Sale

    Common Stock

    2009-10-02$3.04/sh50,770$154,5031,672,000 total(indirect: See Footnote)
  • Sale

    Common Stock

    2009-10-05$3.40/sh122,000$415,2881,550,000 total(indirect: See Footnote)
Transactions
  • Sale

    Common Stock

    2009-10-05$3.40/sh122,000$415,2881,550,000 total(indirect: See Footnote)
  • Sale

    Common Stock

    2009-10-02$3.04/sh50,770$154,5031,672,000 total(indirect: See Footnote)
Footnotes (3)
  • [F1]Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales of common stock of the issuer (the "Shares") occurring at prices ranging from $3.00 to $3.11 per share. The Reporting Persons hereby undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of Shares sold at each price.
  • [F2]These Shares are held for the account of Stelliam Master Fund, L.P., a Cayman Islands limited partnership (the "Fund"). Stelliam Investment Management LP ("Stelliam Investment Management") serves as investment manager of the Fund and Ross Margolies is the managing member of Stelliam Investment Management's general partner. Each of Stelliam Investment Management and Mr. Margolies, in the capacities set forth herein, may be deemed to be the beneficial owner of the Shares held for the account of the Fund.
  • [F3]Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales of Shares occurring at prices ranging from $3.05 to $3.59 per share. The Reporting Persons hereby undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of Shares sold at each price.

Issuer

EXPRESSJET HOLDINGS INC

CIK 0001144331

Entity typeother

Related Parties

1
  • filerCIK 0001462988

Filing Metadata

Form type
4
Filed
Oct 4, 8:00 PM ET
Accepted
Oct 5, 6:24 PM ET
Size
10.9 KB