4/A//SEC Filing
MAX CAPITAL GROUP LTD. 4/A
Accession 0001011438-10-000164
CIK 0001141719operating
Filed
Mar 24, 8:00 PM ET
Accepted
Mar 25, 12:14 PM ET
Size
27.6 KB
Accession
0001011438-10-000164
Insider Transaction Report
Form 4/AAmended
BACON LOUIS M
10% Owner
Transactions
- Sale
Common Shares
2010-03-16$23.80/sh−2,723$64,807→ 7,383,570 total(indirect: See Footenote) - Exercise of In-Money
Common Shares
2010-03-16$18.00/sh+75,000$1,350,000→ 7,471,809 total(indirect: See Footenote) - Exercise of In-Money
Common Share Warrants (right to buy)
2010-03-16−522,666→ 642,385 total(indirect: See Footnote)Exercise: $16.00Exp: 2011-08-17→ Common Shares (522,666 underlying) - Sale
Common Shares
2010-03-16$23.80/sh−56,727$1,350,103→ 7,415,082 total(indirect: See Footenote) - Sale
Common Shares
2010-03-16$23.80/sh−351,402$8,363,368→ 7,586,346 total(indirect: See Footenote) - Exercise of In-Money
Common Share Warrants (right to buy)
2010-03-16−4,320→ 0 total(indirect: See Footnote)Exercise: $15.00Exp: 2010-06-29→ Common Shares (4,320 underlying) - Sale
Common Shares
2010-03-16$23.80/sh−27,165$646,527→ 7,396,809 total(indirect: See Footenote) - Exercise of In-Money
Common Share Warrants (right to buy)
2010-03-16−75,000→ 0 total(indirect: See Footnote)Exercise: $18.00Exp: 2011-05-22→ Common Shares (75,000 underlying) - Exercise of In-Money
Common Shares
2010-03-16$15.00/sh+4,320$64,800→ 7,386,293 total(indirect: See Footenote) - Exercise of In-Money
Common Shares
2010-03-16$16.00/sh+40,404$646,464→ 7,423,974 total(indirect: See Footenote) - Exercise of In-Money
Common Shares
2010-03-16$16.00/sh+522,666$8,362,656→ 7,937,748 total(indirect: See Footenote) - Exercise of In-Money
Common Share Warrants (right to buy)
2010-03-16−40,404→ 0 total(indirect: See Footnote)Exercise: $16.00Exp: 2011-01-01→ Common Shares (40,404 underlying)
Footnotes (9)
- [F1]These shares were omitted from the Reporting Person's original Form 4 filed on March 18, 2010.
- [F2]374,986 shares of these securities are held by Kendall Family Investments, LLC, a Delaware limited liability company ("Kendall"), and the remaining securities are held by Moore Holdings, LLC, a Delaware limited liability company ("Moore Holdings"). The Reporting Person is the majority equity holder of Kendall which is the managing member of Moore Holdings.
- [F3]Reflects the exercise of warrants using a cashless exercise feature resulting in a net issuance of 1,597 common shares of the Issuer.
- [F4]Reflects the exercise of warrants using a cashless exercise feature resulting in a net issuance of 13,239 common shares of the Issuer.
- [F5]Reflects the exercise of warrants using a cashless exercise feature resulting in a net issuance of 18,273 common shares of the Issuer.
- [F6]Reflects the exercise of warrants using a cashless exercise feature resulting in a net issuance of 171,264 common shares of the Issuer.
- [F7]The warrants were exercisable into common shares of the Issuer at any time at the option of the holder.
- [F8]The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owners of any securities not held directly for his account for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise.
- [F9]These securities are held by Moore Holdings.
Documents
Issuer
MAX CAPITAL GROUP LTD.
CIK 0001141719
Entity typeoperating
Related Parties
1- filerCIK 0001141719
Filing Metadata
- Form type
- 4/A
- Filed
- Mar 24, 8:00 PM ET
- Accepted
- Mar 25, 12:14 PM ET
- Size
- 27.6 KB