ICONIQ Capital, LLC 3
3 · LibreMax Asset-Backed Income Fund · Filed May 5, 2026
Insider Transaction Report
Form 3
ICONIQ Capital, LLC
10% Owner
Holdings
- 3,328,368.85(indirect: See Footnotes)
Class I Common Shares
[F1][F2][F3][F6][F7] - 4,713,824.78(indirect: See Footnotes)
Class I Common Shares
[F1][F2][F4][F6][F7] - 6,066,474.36(indirect: See Footnotes)
Class I Common Shares
[F1][F2][F5][F6][F7]
Footnotes (7)
- [F1]The Class I Common Shares, no par value per share ("Class I Common Shares") of LibreMax Asset-Backed Income Fund (the "Issuer") reported herein are held directly by LibreMax ABIF Partners, LP ("LibreMax ABIF"). LibreMax ABIF operates as a pass-through entity with respect to the Class I Common Shares of the Issuer held by LibreMax ABIF such that the economic and voting experience of the limited partners of LibreMax ABIF is substantially equivalent to the experience such limited partners would have had they invested directly in the Issuer. Glide Path Solutions 2024 LP ("GPS 2024"), Glide Path Solutions 2025 LP ("GPS 2025"), and Glide Path Solutions 2026 LP ("GPS 2026", and together with GPS 2024 and GPS 2025, the "Funds") hold limited partnership interests in LibreMax ABIF ("Interests"), and as result of holding such Interests are entitled to certain voting and dispositive rights to Class I Common Shares of the Issuer held directly by LibreMax ABIF.
- [F2](continued from Footnote 1) Pursuant to Investment Management Agreements among ICONIQ Capital, LLC ("ICONIQ Capital"), the Funds, and the general partners of the Funds, ICONIQ Capital has exclusive voting and investment power over securities held by the Funds, and as a result, ICONIQ Capital has the right to exercise the voting and dispositive rights to Class I Common Shares of the Issuer that the Funds otherwise would have as a result of holding the Interests and therefore ICONIQ Capital is the beneficial owner of such Class I Common Shares. The Funds disclaim beneficial ownership of the securities of the Issuer reported herein by virtue of their inability to direct the voting or disposal of such securities as a result of their respective Investment Management Agreements with ICONIQ Capital.
- [F3]GPS 2024 is entitled to certain voting and dispositive rights to the Class I Common Shares of the Issuer reported in Column 2 of Table 1 herein as a result of holding Interests in LibreMax ABIF. ICONIQ Capital has the right to exercise such voting and dispositive rights pursuant to the Investment Management Agreement described in footnote (1).
- [F4]GPS 2025 is entitled to certain voting and dispositive rights to the Class I Common Shares of the Issuer reported in Column 2 of Table 1 herein as a result of holding Interests in LibreMax ABIF. ICONIQ Capital has the right to exercise such voting and dispositive rights pursuant to the Investment Management Agreement described in footnote (1).
- [F5]GPS 2026 is entitled to certain voting and dispositive rights to the Class I Common Shares of the Issuer reported in Column 2 of Table 1 herein as a result of holding Interests in LibreMax ABIF. ICONIQ Capital has the right to exercise such voting and dispositive rights pursuant to the Investment Management Agreement described in footnote (1).
- [F6]As the sole member of ICONIQ Capital, ICONIQ Capital Group, L.P. ("ICONIQ Goup") may be deemed the beneficial owner of the Class I Common Shares beneficially owned by ICONIQ Capital. As the general partner of ICONIQ Group, ICONIQ Capital Group GP, LLC ("ICONIQ Group GP") may be deemed the beneficial owner of the Class I Common Shares beneficially owned by ICONIQ Capital. As the sole member of ICONIQ Group GP, Divesh Makan ("Mr. Makan", and together with ICONIQ Capital, ICONIQ Group, and ICONIQ Group GP, the "Reporting Persons") may be deemed the beneficial owner of the Class I Common Shares beneficially owned by ICONIQ Capital.
- [F7]Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of such Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.