ADVANCED TECHNOLOGY ACQUISITION CORP. 4
4 · ADVANCED TECHNOLOGY ACQUISITION CORP. · Filed Jun 8, 2009
Insider Transaction Report
Form 4
HBK INVESTMENTS L P
10% Owner
Transactions
- Sale
Common Stock
2009-06-04$8.04/sh−137,403$1,104,720→ 1,934,952 total(indirect: Through HBK Master Fund L.P.) - Sale
Common Stock
2009-06-04$8.04/sh−62,597$503,280→ 881,504 total(indirect: Through HBK Special Opportunity Fund I L.P.) - Sale
Common Stock
2009-06-05$8.05/sh−25,352$204,084→ 856,152 total(indirect: Through HBK Special Opportunity Fund I L.P.) - Sale
Common Stock
2009-06-05$8.05/sh−55,648$447,966→ 1,879,304 total(indirect: Through HBK Master Fund L.P.)
Holdings
- 590,900(indirect: Through HBK Master Fund L.P.)
Warrants
Exercise: $6.00→ Common Stock (590,900 underlying)
Footnotes (2)
- [F1]HBK Investments L.P. ("the Manager") has voting and dispositive power over the securities reported herein pursuant to an Investment Management Agreement between the Manager and each of HBK Master Fund L.P. and HBK Special Opportunity Fund I L.P. HBK Partners II L.P. ("HBK Partners") is the general partner of the Manager, and HBK Management LLC ("HBK Management") is the general partner of HBK Partners. The Manager has delegated discretion to vote and dispose of the securities to HBK Services LLC ("Services"). Services may, from time to time, delegate discretion to vote and dispose of certain securities to HBK New York LLC (the "Subadvisor"). HBK Management is the managing member of Services and the Subadvisor.
- [F2]Each warrant will become exercisable upon consummation of a business combination and will expire on June 18, 2011 or earlier upon redemption.