Home/Filings/4/0001011443-09-000450

4//SEC Filing

ADVANCED TECHNOLOGY ACQUISITION CORP. 4

Accession 0001011443-09-000450

CIK 0001374796operating

View on SEC.gov Company Profile

Filed

Jun 7, 8:00 PM ET

Accepted

Jun 8, 6:15 PM ET

Size

20.9 KB

Accession

0001011443-09-000450

Insider Transaction Report

Form 4

Period: 2009-06-04

ADVANCED TECHNOLOGY ACQUISITION CORP.AXC

HBK New York LLC

10% Owner

Transactions

Sale
Common Stock
2009-06-04$8.04/sh−62,597$503,280→ 881,504 total(indirect: Through HBK Special Opportunity Fund I L.P.)
Sale
Common Stock
2009-06-05$8.05/sh−55,648$447,966→ 1,879,304 total(indirect: Through HBK Master Fund L.P.)
Sale
Common Stock
2009-06-04$8.04/sh−137,403$1,104,720→ 1,934,952 total(indirect: Through HBK Master Fund L.P.)
Sale
Common Stock
2009-06-05$8.05/sh−25,352$204,084→ 856,152 total(indirect: Through HBK Special Opportunity Fund I L.P.)

Holdings

Warrants
(indirect: Through HBK Master Fund L.P.)
Exercise: $6.00→ Common Stock (590,900 underlying)
590,900

HBK Special Opportunity Fund I L.P.

10% Owner

Transactions

Sale
Common Stock
2009-06-05$8.05/sh−55,648$447,966→ 1,879,304 total(indirect: Through HBK Master Fund L.P.)
Sale
Common Stock
2009-06-05$8.05/sh−25,352$204,084→ 856,152 total(indirect: Through HBK Special Opportunity Fund I L.P.)
Sale
Common Stock
2009-06-04$8.04/sh−137,403$1,104,720→ 1,934,952 total(indirect: Through HBK Master Fund L.P.)
Sale
Common Stock
2009-06-04$8.04/sh−62,597$503,280→ 881,504 total(indirect: Through HBK Special Opportunity Fund I L.P.)

Holdings

Warrants
(indirect: Through HBK Master Fund L.P.)
Exercise: $6.00→ Common Stock (590,900 underlying)
590,900

HBK Services LLC

10% Owner

Transactions

Sale
Common Stock
2009-06-04$8.04/sh−62,597$503,280→ 881,504 total(indirect: Through HBK Special Opportunity Fund I L.P.)
Sale
Common Stock
2009-06-04$8.04/sh−137,403$1,104,720→ 1,934,952 total(indirect: Through HBK Master Fund L.P.)
Sale
Common Stock
2009-06-05$8.05/sh−55,648$447,966→ 1,879,304 total(indirect: Through HBK Master Fund L.P.)
Sale
Common Stock
2009-06-05$8.05/sh−25,352$204,084→ 856,152 total(indirect: Through HBK Special Opportunity Fund I L.P.)

Holdings

Warrants
(indirect: Through HBK Master Fund L.P.)
Exercise: $6.00→ Common Stock (590,900 underlying)
590,900

HBK Management LLC

10% Owner

Transactions

Sale
Common Stock
2009-06-04$8.04/sh−62,597$503,280→ 881,504 total(indirect: Through HBK Special Opportunity Fund I L.P.)
Sale
Common Stock
2009-06-05$8.05/sh−55,648$447,966→ 1,879,304 total(indirect: Through HBK Master Fund L.P.)
Sale
Common Stock
2009-06-04$8.04/sh−137,403$1,104,720→ 1,934,952 total(indirect: Through HBK Master Fund L.P.)
Sale
Common Stock
2009-06-05$8.05/sh−25,352$204,084→ 856,152 total(indirect: Through HBK Special Opportunity Fund I L.P.)

Holdings

Warrants
(indirect: Through HBK Master Fund L.P.)
Exercise: $6.00→ Common Stock (590,900 underlying)
590,900

HBK INVESTMENTS L P

10% Owner

Transactions

Sale
Common Stock
2009-06-04$8.04/sh−137,403$1,104,720→ 1,934,952 total(indirect: Through HBK Master Fund L.P.)
Sale
Common Stock
2009-06-04$8.04/sh−62,597$503,280→ 881,504 total(indirect: Through HBK Special Opportunity Fund I L.P.)
Sale
Common Stock
2009-06-05$8.05/sh−25,352$204,084→ 856,152 total(indirect: Through HBK Special Opportunity Fund I L.P.)
Sale
Common Stock
2009-06-05$8.05/sh−55,648$447,966→ 1,879,304 total(indirect: Through HBK Master Fund L.P.)

Holdings

Warrants
(indirect: Through HBK Master Fund L.P.)
Exercise: $6.00→ Common Stock (590,900 underlying)
590,900

HBK Partners II L.P.

10% Owner

Transactions

Sale
Common Stock
2009-06-05$8.05/sh−55,648$447,966→ 1,879,304 total(indirect: Through HBK Master Fund L.P.)
Sale
Common Stock
2009-06-05$8.05/sh−25,352$204,084→ 856,152 total(indirect: Through HBK Special Opportunity Fund I L.P.)
Sale
Common Stock
2009-06-04$8.04/sh−137,403$1,104,720→ 1,934,952 total(indirect: Through HBK Master Fund L.P.)
Sale
Common Stock
2009-06-04$8.04/sh−62,597$503,280→ 881,504 total(indirect: Through HBK Special Opportunity Fund I L.P.)

Holdings

Warrants
(indirect: Through HBK Master Fund L.P.)
Exercise: $6.00→ Common Stock (590,900 underlying)
590,900

HBK Master Fund LP

10% Owner

Transactions

Sale
Common Stock
2009-06-05$8.05/sh−25,352$204,084→ 856,152 total(indirect: Through HBK Special Opportunity Fund I L.P.)
Sale
Common Stock
2009-06-04$8.04/sh−137,403$1,104,720→ 1,934,952 total(indirect: Through HBK Master Fund L.P.)
Sale
Common Stock
2009-06-05$8.05/sh−55,648$447,966→ 1,879,304 total(indirect: Through HBK Master Fund L.P.)
Sale
Common Stock
2009-06-04$8.04/sh−62,597$503,280→ 881,504 total(indirect: Through HBK Special Opportunity Fund I L.P.)

Holdings

Warrants
(indirect: Through HBK Master Fund L.P.)
Exercise: $6.00→ Common Stock (590,900 underlying)
590,900

Footnotes (2)

[F1]HBK Investments L.P. ("the Manager") has voting and dispositive power over the securities reported herein pursuant to an Investment Management Agreement between the Manager and each of HBK Master Fund L.P. and HBK Special Opportunity Fund I L.P. HBK Partners II L.P. ("HBK Partners") is the general partner of the Manager, and HBK Management LLC ("HBK Management") is the general partner of HBK Partners. The Manager has delegated discretion to vote and dispose of the securities to HBK Services LLC ("Services"). Services may, from time to time, delegate discretion to vote and dispose of certain securities to HBK New York LLC (the "Subadvisor"). HBK Management is the managing member of Services and the Subadvisor.
[F2]Each warrant will become exercisable upon consummation of a business combination and will expire on June 18, 2011 or earlier upon redemption.

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

ADVANCED TECHNOLOGY ACQUISITION CORP.

CIK 0001374796

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0001374796

Filing Metadata

Form type: 4
Filed: Jun 7, 8:00 PM ET
Accepted: Jun 8, 6:15 PM ET
Size: 20.9 KB

View on SEC.gov