ADVANCED TECHNOLOGY ACQUISITION CORP. 4
4 · ADVANCED TECHNOLOGY ACQUISITION CORP. · Filed Jun 9, 2009
Insider Transaction Report
Form 4
HBK INVESTMENTS L P
10% Owner
Transactions
- Sale
Common Stock
2009-06-09$8.06/sh−295,417$2,381,061→ 689,116 total(indirect: Through HBK Master Fund L.P.) - Sale
Common Stock
2009-06-08$8.06/sh−15,774$127,138→ 448,523 total(indirect: Through HBK Special Opportunity Fund I L.P.) - Sale
Common Stock
2009-06-08$8.06/sh−34,626$279,086→ 984,533 total(indirect: Through HBK Master Fund L.P.) - Sale
Common Stock
2009-06-08$8.03/sh−17,840$143,255→ 838,312 total(indirect: Through HBK Special Opportunity Fund I L.P.) - Sale
Common Stock
2009-06-08$8.04/sh−29,733$239,053→ 808,579 total(indirect: Through HBK Special Opportunity Fund I L.P.) - Sale
Common Stock
2009-06-08$8.05/sh−344,282$2,771,470→ 464,297 total(indirect: Through HBK Special Opportunity Fund I L.P.) - Sale
Common Stock
2009-06-08$8.04/sh−65,267$524,747→ 1,774,877 total(indirect: Through HBK Master Fund L.P.) - Sale
Common Stock
2009-06-08$8.03/sh−39,160$314,455→ 1,840,144 total(indirect: Through HBK Master Fund L.P.) - Sale
Common Stock
2009-06-08$8.05/sh−755,718$6,083,530→ 1,019,159 total(indirect: Through HBK Master Fund L.P.) - Sale
Common Stock
2009-06-09$8.06/sh−134,583$1,084,739→ 313,940 total(indirect: Through HBK Special Opportunity Fund I L.P.)
Holdings
- 590,900(indirect: Through HBK Master Fund L.P.)
Warrants
Exercise: $6.00→ Common Stock (590,900 underlying)
Footnotes (2)
- [F1]HBK Investments L.P. ("the Manager") has voting and dispositive power over the securities reported herein pursuant to an Investment Management Agreement between the Manager and each of HBK Master Fund L.P. and HBK Special Opportunity Fund I L.P. HBK Partners II L.P. ("HBK Partners") is the general partner of the Manager, and HBK Management LLC ("HBK Management") is the general partner of HBK Partners. The Manager has delegated discretion to vote and dispose of the securities to HBK Services LLC ("Services"). Services may, from to time, delegate discretion to vote and dispose of certain securities to HBK New York LLC (the "Subadvisor"). HBK Management is the managing member of Services and the Subadvisor.
- [F2]Each warrant will become exercisable upon consummation of a business combination and will expire on June 18, 2011 or earlier upon redemption.