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4//SEC Filing

KUMP ROBERT D 4

Accession 0001012715-05-000008

CIK 0001046861other
View on SEC.govCompany Profile

Filed

Jun 9, 8:00 PM ET

Accepted

Jun 10, 1:06 PM ET

Size

20.5 KB

Accession

0001012715-05-000008

Insider Transaction Report

Form 4
Period: 2005-06-08
ENERGY EAST CORPEAS
KUMP ROBERT D
Vice President, Treasurer & Se
Transactions
  • Exercise/Conversion

    Employee Stock Option (right to buy) / SAR

    2005-06-08$28.90/sh−30,000$867,000→ 0 total
    Exercise: $19.62From: 2002-02-08Exp: 2012-02-08→ Common Stock (30,000 underlying)
  • Disposition to Issuer

    Common Stock

    2005-06-08$28.90/sh−30,000$867,000→ 21,515.035 total
  • Exercise/Conversion

    Common Stock

    2005-06-08$19.62/sh+30,000$588,600→ 51,515.035 total
Holdings

  • Common Stock

    (indirect: As Power of Attorney for Mother)
    619.134

  • Common Stock

    (indirect: By Self as Custodian for Daughter)
    26.165

  • Common Stock

    (indirect: By Self as Custodian for Son)
    19.729

  • Employee Stock Option (right to buy) / SAR

    Exercise: $26.72From: 1999-02-19Exp: 2009-02-19→ Common Stock (40,000 underlying)
    40,000

  • Employee Stock option (right to buy) / SAR

    Exercise: $26.22From: 2005-04-01Exp: 2015-04-01→ Common Stock (11,962 underlying)
    11,962

  • Common Stock

    (indirect: By 401(k))
    3,640.178

  • Employee Stock Option (right to buy) / SAR

    Exercise: $23.89From: 2004-02-12Exp: 2014-02-12→ Common Stock (20,000 underlying)
    20,000

  • Employee Stock Option (right to buy) / SAR

    Exercise: $25.11From: 2004-10-15Exp: 2014-10-15→ Common Stock (50,000 underlying)
    50,000
Footnotes (9)
  • [F1]Includes equity securities acquired with reinvested dividends which are exempt from reporting under Rule 16a-11.
  • [F2]Beneficial ownership expressly disclaimed.
  • [F3]Includes equity securities acquired with participant contributions, Company matching fund contributions, and reinvested dividends pursuant to the common stock fund of the Company's 401(k) Plan which are exempt from reporting.
  • [F4]The Stock Appreciation Right (SAR) was issued in tandem with an Employee Stock Option (right to buy). The exercise of a SAR will result in the corresponding cancellation of the Employee Stock Option (right to buy) to the extent of the number of shares of the Company's Common Stock as to which SARs are exercised. The exercise of the Employee Stock Option (right to buy) will result in the corresponding cancellation of a SAR to the extent of the number of shares of the Company's Common Stock as to which the Employee Stock Option (right to buy) is exercised.
  • [F5]The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on February 19, 1999; (b) in aggregate as to no more than 66 2/3% on January 1, 2000; and (c) on January 1, 2001 as to 100% of all options which have not been previously exercised.
  • [F6]The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on February 8, 2002; (b) in aggregate as to no more than 66 2/3% on January 1, 2003; and (c) on January 1, 2004 as to 100% of all options which have not been previously exercised.
  • [F7]The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on February 12, 2004; (b) in aggregate as to no more than 66 2/3% on January 1, 2005; and (c) on January 1, 2006 as to 100% of all options which have not been previously exercised.
  • [F8]The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on October 15, 2004; (b) in aggregate as to no more than 66 2/3% on January 1, 2005; and (c) on January 1, 2006 as to 100% of all options which have not been previously exercised.
  • [F9]The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on April 1, 2005; (b) in aggregate as to no more than 66 2/3% on January 1, 2006; and (c) on January 1, 2007 as to 100% of all options which have not been previously exercised.

Documents

1 file

Issuer

ENERGY EAST CORP

CIK 0001046861

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Entity typeother

Related Parties

1
  • filerCIK 0001012715

Filing Metadata

Form type
4
Filed
Jun 9, 8:00 PM ET
Accepted
Jun 10, 1:06 PM ET
Size
20.5 KB
View on SEC.gov