4//SEC Filing
ENERGY EAST CORP 4
Accession 0001012715-08-000001
CIK 0001046861operating
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 10:08 AM ET
Size
20.5 KB
Accession
0001012715-08-000001
Insider Transaction Report
Form 4
KUMP ROBERT D
Vice President, Treasurer & Se
Transactions
- Tax Payment
Common Stock
2008-01-01$27.21/sh−1,130$30,747→ 44,568.467 total
Holdings
- 696.259(indirect: As Power of Attorney for Mother)
Common Stock
- 11,962
Employee Stock option (right to buy) / SAR
Exercise: $26.22From: 2005-04-01Exp: 2015-04-01→ Common Stock (11,962 underlying) - 40,000
Employee Stock Option (right to buy) / SAR
Exercise: $26.72From: 1999-02-19Exp: 2009-02-19→ Common Stock (40,000 underlying) - 11,000
Employee Stock Option 9right to buy) /SAR
Exercise: $24.83From: 2006-02-17Exp: 2016-02-17→ Common Stock (11,000 underlying) - 50,000
Employee Stock Option (right to buy) / SAR
Exercise: $25.11From: 2004-10-15Exp: 2014-10-15→ Common Stock (50,000 underlying) - 15,000
Employee Stock Option (right to buy) / SAR
Exercise: $24.76From: 2007-02-07Exp: 2017-02-07→ Common Stock (15,000 underlying) - 20,000
Employee Stock Option (right to buy) / SAR
Exercise: $23.89From: 2004-02-12Exp: 2014-02-12→ Common Stock (20,000 underlying) - 4,463.298(indirect: By 401(k))
Common Stock
- 29.424(indirect: By Self as Custodian for Daughter)
Common Stock
- 22.186(indirect: By Self as Custodian for Son)
Common Stock
Footnotes (11)
- [F1]Includes equity securities acquired with reinvested dividends which are exempt from reporting under Rule 16a-11.
- [F10]The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on February 7, 2007; (b) in aggregate as to no more than 66 2/3% on January 1, 2008; and (c) on January 1, 2009 as to 100% of all options which have not been previously exercised.
- [F11]The amount of equity securities previously reported by me as beneficially owned has been reduced by the withholding of 1,130 restricted shares by the Company to satisfy my tax withholding obligation regarding the vesting of restricted stock.
- [F2]Beneficial ownership expressly disclaimed.
- [F3]Includes equity securities acquired with participant contributions, Company matching fund contributions, and reinvested dividends pursuant to the common stock fund of the Company's 401(k) Plan which are exempt from reporting.
- [F4]The Stock Appreciation Right (SAR) was issued in tandem with an Employee Stock Option (right to buy). The exercise of a SAR will result in the corresponding cancellation of the Employee Stock Option (right to buy) to the extent of the number of shares of the Company's Common Stock as to which SARs are exercised. The exercise of the Employee Stock Option (right to buy) will result in the corresponding cancellation of a SAR to the extent of the number of shares of the Company's Common Stock as to which the Employee Stock Option (right to buy) is exercised.
- [F5]The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on February 19, 1999; (b) in aggregate as to no more than 66 2/3% on January 1, 2000; and (c) on January 1, 2001 as to 100% of all options which have not been previously exercised.
- [F6]The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on February 12, 2004; (b) in aggregate as to no more than 66 2/3% on January 1, 2005; and (c) on January 1, 2006 as to 100% of all options which have not been previously exercised.
- [F7]The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on October 15, 2004; (b) in aggregate as to no more than 66 2/3% on January 1, 2005; and (c) on January 1, 2006 as to 100% of all options which have not been previously exercised.
- [F8]The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on April 1, 2005; (b) in aggregate as to no more than 66 2/3% on January 1, 2006; and (c) on January 1, 2007 as to 100% of all options which have not been previously exercised.
- [F9]The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on February 17, 2006; (b) in aggregate as to no more than 66 2/3% on January 1, 2007; and (c) on January 1, 2008 as to 100% of all options which have not been previously exercised.
Documents
Issuer
ENERGY EAST CORP
CIK 0001046861
Entity typeoperating
IncorporatedNY
Related Parties
1- filerCIK 0001046861
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 10:08 AM ET
- Size
- 20.5 KB