HAGEDORN PETER 4
4 · SCOTTS COMPANY · Filed Aug 6, 2003
Insider Transaction Report
Form 4
HAGEDORN PETER
10% Owner
Transactions
- Exercise of In-Money
Series A Warrants (Right to buy)
2003-08-04$21.00/sh−81,482$1,711,122→ 0 total(indirect: See footnote)Exercise: $21.00From: 2003-08-04Exp: 2003-11-19→ Common Shares (49,486 underlying) - Exercise of In-Money
Common Shares
2003-08-04$21.00/sh+49,486$1,039,206→ 1,556,197 total(indirect: See footnotes)
Footnotes (6)
- [F1]Represents the exercise of Series A Warrants to purchase the Issuer's Common Shares (the "Common Shares") by Hagedorn Partnership, L.P.
- [F2]Cashless exercise of Series A Warrants to purchase Common Shares pursuant to its terms; 31,996 Common Shares surrendered at $53.48 per share.
- [F3]Pursuant to Exchange Act Rule 16a-1(a)(1), the Reporting Person may be deemed, solely for purposes of determining whether he is a beneficial owner of more than 10% of Common Shares, to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the Reporting Person is a general partner.
- [F4]Represents the aggregate proportionate interest of Peter Hagedorn and those family members in whose holdings he may be deemed to have a pecuniary interest in the Common Shares held by Hagedorn Partnership, L.P.
- [F5]By its terms, the Series A Warrants are immediately exercisable.
- [F6]Represents the aggregate proportionate interest of Peter Hagedorn and those family members in whose holdings he may be deemed to have a pecuniary interest in the Series A Warrants held by Hagedorn Partnership, L.P. The Hagedorn Partnership, L.P. has a direct pecuniary interest in 330,371 Series A Warrants.